Michael F. Franzese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Frank Franzese, who also goes by Michael Francis Franzese, Michael Frank Franzese Sr, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1988. Michael had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2014 - May 2, 2017
COVA CAPITAL PARTNERS LLC
November 7, 2007 - June 13, 2012
COVA CAPITAL PARTNERS LLC
August 2, 2007 - October 11, 2007
DOYLE, MILES & CO., LLC
November 6, 2000 - November 14, 2006
LACONIA CAPITAL CORPORATION
September 25, 1998 - September 25, 2000
HORNBLOWER & WEEKS, INC.
April 24, 1997 - September 22, 1998
DUPONT SECURITIES GROUP, INC.
May 27, 1992 - June 22, 1993
BERKELEY SECURITIES CORPORATION
September 22, 1988 - October 21, 1991
CHAPDELAINE & CO. GOVERNMENT SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
COVA CAPITAL PARTNERS LLC
CRD#: 109761 / SEC#: , 8-53105
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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