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David B. Musket

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CRD#: 1321808
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Brian Musket, who also goes by David B Musket, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1984. David had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


David B Musket

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 25, 1993 - November 29, 2016

MUSKET RESEARCH ASSOCIATES INC.

BD
CRD#: 30599
CAMBRIDGE, MA
Past

June 19, 1991 - October 25, 1991

EGS SECURITIES CORP.

BD
CRD#: 28347
NEW YORK, NY
Past

December 19, 1984 - September 19, 1989

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/1/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/25/1992
General Securities Principal Examination

Current Firm


MR
MUSKET RESEARCH ASSOCIATES INC.
MUSKET RESEARCH ASSOCIATES INC.

CRD#: 30599 / SEC#: , 8-45025

BD
Terminated by SEC on 11/29/2016
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Contact information


Main Address
Mailing Address
Phone number
Established
Massachusetts since 06/12/1992
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
MUSKET, DAVID BRIANPRESIDENT 03/01/92, CCO, ER1321808

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MUSKET RESEARCH ASSOCIATES INC.

CRD#: 30599

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