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T'ousant Leonard Taylor

CRD# 1321771·Registered 1997 - 2011
Previously Registered: Being a previously registered professional could mean that T'ousant is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

T'ousant Leonard Taylor, who also goes by Tousant Leonard Taylor, was a registered financial advisor. T'ousant was a previously registered financial advisor and started their career in finance 1997 - 2011. T'ousant had worked at 3 firms and has passed the Series 65 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tousant Leonard Taylor

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

TL TAYLOR FINANCIAL GROUP, LLC·CRD# 142400
RIA
Miami, FL
July 5, 2007 - December 31, 2011
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
RIA
Miami, FL
December 2, 1998 - March 7, 2003
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
BD
Houston, TX
November 24, 1998 - March 7, 2003
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY·CRD# 7315
BD
Palm Beach Gardens, FL
April 21, 1997 - March 8, 2000

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2003About the Series 65 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1997About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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