William R. Lindsey

LINDSEY FINANCIAL

REDLANDS, CA 92374

Some features on this profile are disabled

CRD#: 1321713

Professional summary

William Ray Lindsey is a registered financial advisor currently at LINDSEY FINANCIAL, INC. located in Redlands, California.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. William has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS B&L STRATEGIES LLC: REAL ESTATE RENTALS. BUY LOW,SELL HIGH LLC: BUYS &SELLS REAL ESTATE. MIRACLE ACRES FARM: GROWS AND SELLS FRUITS & PRODUCE COMMERCIALLY. SERENITY TAKE ME AWAY LLC: MOBILE OFFICE RENTAL & LEASING. METHOD OF OMPENSATION: LLC DISTRIBUTIONS. 10 HRS PER MONTH. LINDSEY FINANCIAL& INSURANCE SVS. FIXED INSURANCE AND ANNUITIES 50% OF TIME ON THIS BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Ray Lindsey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2018 - Present

LINDSEY FINANCIAL, INC.

Office #1: 1980 Orange Tree Lane Suite 270, Redlands, CA 92374

RIA

CRD#: 291971

REDLANDS, CA

Past

March 17, 2011 - September 23, 2018

LINDSEY FINANCIAL, INC.

RIA

CRD#: 147291

REDLANDS, CA

Past

March 3, 2011 - April 21, 2011

GIRARD SECURITIES, INC.

RIA

CRD#: 18697

REDLANDS, CA

Past

March 2, 2011 - April 21, 2011

GIRARD SECURITIES, INC.

CRD#: 18697

REDLANDS, CA

Past

September 18, 2008 - February 11, 2011

QA3 FINANCIAL LLC

RIA

CRD#: 104957

REDLANDS, CA

Past

September 18, 2008 - February 11, 2011

QA3 FINANCIAL CORP.

CRD#: 14754

REDLANDS, CA

Past

August 24, 1999 - July 14, 2008

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

REDLANDS, CA

Past

January 16, 1985 - July 14, 2008

NYLIFE SECURITIES LLC

CRD#: 5167

REDLANDS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/20/2018)

IAR

Texas
(7/17/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/31/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/23/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/31/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/6/1985

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 1/15/1985

Direct Participation Programs Representative Examination

Current Firm

LINDSEY FINANCIAL, INC.

CRD#: 291971 / SEC#:

California

Registered Investment Advisory firm - (8/20/2018 Approved)

Texas

Registered Investment Advisory firm - (7/13/2018 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1980 Orange Tree Lane Suite 270, Redlands, CA 92374

Mailing Address

Phone number

(909) 335-6800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kristina Zelenski

PFS INVESTMENTS INC.

CRESTLINE, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William R. Lindsey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Ray Lindsey's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINDSEY FINANCIAL, INC.

GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC.

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/31/1999

Series 63

Date: 7/23/1996

Series 7

Date: 3/31/1999

Series 6

Date: 5/6/1985

Series 22

Date: 1/15/1985

Current Firm

LINDSEY FINANCIAL, INC.

Contact information

Documents

Red Flags

Company Information

LINDSEY FINANCIAL, INC.

TRUST BUT VERIFY

Similar Advisors