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Feroz Dinshah

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CRD#: 1321683
FD

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Feroz Dinshah was a registered financial professional .

Feroz is a previously registered financial professional and started their career in finance in 1993. Feroz had worked at 10 firms and has passed the Series 63, Series 7, Series 24 and Series 30 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 26, 2020 - June 27, 2024

DINSHAH, FEROZ

RIA
CRD#: 135350
LOS ANGELES, CA
Past

June 15, 2011 - June 24, 2011

WORLD GROUP SECURITIES, INC.

BD
CRD#: 114473
WOODLAND HILLS, CA
Past

July 28, 2009 - November 9, 2009

NEW ENGLAND SECURITIES

BD
CRD#: 615
WOODLAND HILLS, CA
Past

April 18, 2007 - September 26, 2007

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

August 12, 2004 - May 12, 2005

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
CENTURY CITY, CA
Past

July 7, 2004 - May 12, 2005

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

July 25, 2000 - May 7, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

April 20, 2000 - June 20, 2000

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

September 23, 1997 - February 26, 1999

NEWEDGE USA, LLC

BD
CRD#: 36118
CHICAGO, IL
Past

September 30, 1994 - December 22, 1995

FALCONWOOD SECURITIES CORPORATION

BD
CRD#: 25062
Past

April 20, 1993 - July 25, 1994

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/28/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 30
Date: 9/29/1994
NFA Branch Manager Examination

Current Firm


DF
DINSHAH, FEROZ
DINSHAH, FEROZ | FEROZ DINSHAH

CRD#: 135350 / SEC#:

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Contact information


Main Address
Los Angeles, CA
Mailing Address
Phone number
(310) 208-0977
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DINSHAH, FEROZ

CRD#: 135350

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