Lyle Beveridge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lyle Beveridge, who also goes by Lyle Roger Beveridge, was a registered financial professional .
Lyle is a previously registered financial professional and started their career in finance in 1986. Lyle had worked at 6 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2018 - September 8, 2020
INVICTA CAPITAL LLC
February 2, 2016 - November 29, 2018
TRUSTMONT FINANCIAL GROUP, INC.
December 5, 2012 - February 1, 2016
SECURITIES SERVICE NETWORK, LLC
July 22, 1997 - December 19, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 1, 1988 - July 21, 1997
MARINER FINANCIAL SERVICES, INC.
February 19, 1986 - November 7, 1988
WRP INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVICTA CAPITAL LLC
CRD#: 288101 / SEC#: , 8-69923
Contact information
FINRA licenses (34 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
