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DJ

Douglas W. Johnson

Some features on this profile are disabled
CRD#: 1321574
DJ
Douglas Wayne Johnson

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Douglas Wayne Johnson, CFP® was a registered financial professional .

Douglas is a previously registered financial professional and started their career in finance in 1985. Douglas had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) DKRP, LLC; MANAGING MEMBER; HOLDING COMPANY FOR PERSONAL REAL ESTATE INVESTMENTS; P.O. BOX 159, BEDFORD,IN 47421; TITLE/POSITION MANAGING MEMBER; START DATE 2006; 20 HRS PER MONTH, 0 DURING TRADING HRS; DUTIES: MANAGEMENT; OFFICER/DIRECTOR:YES; NO CLIENT INVOLVED; NO ANTICIPATED ANNUAL COMPENSATION. (2) DBA - JA BENEFITS, LLC; ADDRESS SAME AS BRANCH LOCATION; BUSINESS: EMPLOYEE BENEFIT CONSULTING; VICE CHAIRMAN/PARTNER; 120 HRS PER MO, 120 HRS DURING TRADING; FIXED INSURANCE ACTIVITY. (3) DLJ HOLDINGS, LLC; NON-INVESTMENT RELATED; 3488 E CLEVE BUTCHER ROAD, INDIANA; HOLDINGS COMPANY FOR PERSONAL ASSETS; MANAGING MEMBER; START: 07/11/2016; 2 HRS/MO, 2 TRADING HRS; ACCOUNTING AND OPERATIONS & OWNERSHIP INTEREST IN LODESTONE EVENTS, LLC; OFFICER/DIRECTOR; NO CLIENTS INVOLVED; NO COMPENSATION ANTICIPATED. (4) JA Ventures, LLC - wholly owned subsidiary of JA Benefits, LLC; not investment related; start date 7/1/2020 - indirect ownership; 1630 H Street Bedford, Indiana 47421; JA Benefits LLC is sole member; 0 hours per month. (5) Pathfinder Advisors, LLC; not investment related; start date 9/28/2020 - partner; 1630 H Street Bedford, Indiana 47421; Care advocacy/advisory and contracting organization; 10 hours per month, 10 hours during trading. (6) DLJ Enterprises, LLC - Managing Member; Address: 3488 E Cleve Butcher Rd. Start Date: 6/15/2020, Holding Company, Non Investment Related, 5 hours per month during non trading hours (7) J.W. Cole Financial Inc (BD) - Registered Representative; Address: 1630 H Street, Bedford, IN 4742; Investment Related - Yes; Number of hours per month during trading hours: 10; Number of hours per month during non trading hours: 4 (8) J. W. Cole Advisors Inc (RIA) - Investment Adviser Representative; Address: 1630 H Street, Bedford, IN 4742; Investment Related - Yes; Number of hours per month during trading hours: 10; Number of hours per month during non-trading hours: 4

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1990

Experience

Past

January 10, 2023 - February 13, 2025

CFCI

RIA
CRD#: 128257
BLOOMINGTON, IN
Past

December 1, 2015 - August 11, 2026

J. W. COLE ADVISORS, INC.

RIA
CRD#: 112294
Bedford, IN
Past

December 1, 2015 - August 11, 2026

J.W. COLE FINANCIAL, INC.

BD
CRD#: 124583
Bedford, IN
Past

March 30, 2010 - December 1, 2015

SPC

RIA
CRD#: 110692
BEDFORD, IN
Past

March 1, 2010 - December 1, 2015

PARKLAND SECURITIES, LLC

BD
CRD#: 115368
BEDFORD, IN
Past

October 24, 2006 - March 12, 2010

OSAIC FS, INC.

RIA
CRD#: 3870
BEDFORD, IN
Past

October 2, 2006 - March 12, 2010

OSAIC FS, INC.

BD
CRD#: 3870
BEDFORD, IN
Past

December 21, 1998 - October 4, 2006

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
BEDFORD, IN
Past

March 17, 1994 - October 4, 2006

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
BEDFORD, IN
Past

April 9, 1991 - April 11, 1994

MAIN STREET MANAGEMENT COMPANY

BD
CRD#: 547
BOSTON, MA
Past

June 1, 1990 - February 4, 1991

KEOGLER, MORGAN & COMPANY, INC.

BD
CRD#: 16546
ATLANTA, GA
Past

December 13, 1985 - December 20, 1989

PRINCETON AMERICAN EQUITIES CORPORATION

BD
CRD#: 14491
PHOENIX, AZ
Past

January 25, 1985 - December 11, 1985

FSC SECURITIES CORPORATION

BD
CRD#: 7461

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CFCI
CFCI | NORDBERG & VANDENBERG | COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC.

CRD#: 128257 / SEC#: 801-62834

RIA
Registered Investment Advisory firm - (3/4/2004 Approved)
Indiana
Registered Investment Advisory firm - (3/21/2005 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/1/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/19/1985
General Securities Representative Examination

Current Firm

CF
CFCI
CFCI | NORDBERG & VANDENBERG | COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC.

CRD#: 128257 / SEC#: 801-62834

RIA
Registered Investment Advisory firm - (3/4/2004 Approved)
Indiana
Registered Investment Advisory firm - (3/21/2005 Terminated)
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Contact information

Main Address
674 S. College Avenue, Bloomington, IN 47403
Mailing Address
Phone number
(812) 334-3190
Established
Firm type
Fiscal year end
# of Employees
22

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COMPREHENSIVE FINANCIAL CONSULTANTS ADV BROCHURE (2/18/2026)

Regulatory assets under management

Total Number of Accounts1,083
AUM (Assets Under Management)$ 595,565,339

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CFCI

CRD#: 128257

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