Dino C. Liso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dino Costantino Liso was a registered financial professional .
Dino is a previously registered financial professional and started their career in finance in 1984. Dino had worked at 7 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 1998 - May 26, 1999
THE GLASER CAPITAL CORPORATION
September 19, 1997 - July 6, 1998
NORMANDY SECURITIES, INC.
October 5, 1994 - August 11, 1997
LAIDLAW GLOBAL SECURITIES, INC.
March 20, 1990 - September 27, 1994
MORGAN STANLEY DW INC.
January 3, 1989 - January 17, 1990
J F LOWE & COMPANY INCORPORATED
January 8, 1988 - December 13, 1988
GREENTREE SECURITIES CORP.
December 18, 1984 - February 3, 1988
BROOKS WEINGER ROBBINS & LEEDS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/29/1998
Limited Representative-Equity Trader ExamCurrent Firm
THE GLASER CAPITAL CORPORATION
CRD#: 30113 / SEC#: , 8-44781
Contact information
Documents
Red Flags
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