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GS

Grant D. Seeger

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CRD#: 1321295
GS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Grant Darrin Seeger was a registered financial professional .

Grant is a previously registered financial professional and started their career in finance in 1984. Grant had worked at 6 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 8, 1997 - September 27, 1999

PASSPORT SECURITIES, INC.

BD
CRD#: 38720
BURLINGAME, CA
Past

March 20, 1991 - December 31, 1995

PENTAD SECURITIES, INC.

BD
CRD#: 15161
SUN CITY, AZ
Past

July 11, 1989 - March 7, 1991

BILTMORE EQUITIES & SECURITIES, LTD.

BD
CRD#: 16090
Past

August 19, 1988 - July 5, 1989

CYPRESS CAPITAL CORPORATION

BD
CRD#: 7919
Past

March 17, 1988 - September 7, 1988

VALUE EQUITIES CORPORATION

BD
CRD#: 13316
Past

November 21, 1984 - March 22, 1988

MONY SECURITIES CORPORATION

BD
CRD#: 4386

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 12/10/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


PS
PASSPORT SECURITIES, INC.
PASSPORT SECURITIES, INC.

CRD#: 38720 / SEC#: , 8-48366

BD
Terminated by SEC on 01/25/2009
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Contact information


Main Address
Mailing Address
Phone number
Established
California since 05/22/1995
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
PASSPORT HOLDING CORP.PARENT CORP.
CRISPIN, NEAL DAVID BRIANDIRECTOR
GINNA, BRIAN JOSEPHDIRECTOR4012911
STEWART, DEMITRI JAMESDIRECTOR/CEO/SECRETARY/CFO/CCO3230167

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PASSPORT SECURITIES, INC.

CRD#: 38720

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