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Robert Raymond Colon Jr

CRD# 1321191·Registered 1988 - 2023
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Raymond Colon JR, who also goes by Robert Raymond Colon, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1988 - 2023. Robert had worked at 8 firms and has passed the Series 63, Series 7TO, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Raymond Colon

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

EQUILEND·CRD# 119107
BD
New York, NY
October 6, 2022 - August 7, 2023
AUTOMATED EQUITY FINANCE MARKETS, INC.·CRD# 147941
BD
New York, NY
October 6, 2022 - August 7, 2023
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
February 29, 2008 - January 28, 2016
RBC CAPITAL MARKETS CORPORATION·CRD# 6579
BD
New York, NY
July 24, 2006 - February 29, 2008
NOMURA SECURITIES INTERNATIONAL, INC.·CRD# 4297
BD
New York, NY
June 10, 2002 - July 19, 2006
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
November 1, 2001 - May 10, 2002
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
August 20, 1996 - November 5, 2001
NEUBERGER BERMAN BD LLC·CRD# 2908
BD
New York, NY
July 19, 1988 - July 31, 1996

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Current Firm

EQ
EQUILEND

EQUILEND | EQUILEND LLC

CRD#: 119107 / SEC#: 8-53738
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281

Mailing Address

225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281

Phone Number

(212) 901-2272

Established

Delaware since 10/12/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
EQUILEND GLOBAL HUBCO LLCDIRECT OWNER - INTERMEDIATE PARENT HOLDINGS COMPANY—
NIGRELLI, PAUL JOACHIMCHIEF FINANCIAL OFFICER AND FINOP4572522
NIGRELLI, PAUL JOACHIMCHIEF EXECUTIVE OFFICER4572522
NIGRELLI, PAUL JOACHIMCHIEF COMPLIANCE OFFICER4572522
WACHTER, KAZUKOGENERAL COUNSEL7218349

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2022About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2022About the Series 7TO exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 2004

Series 7 — General Securities Representative Examination

Passed Apr 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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