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RC

Robert R. Colon

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CRD#: 1321191
RC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Raymond Colon JR, who also goes by Robert Raymond Colon, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1988. Robert had worked at 8 firms and has passed the Series 63, Series 7TO, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert Raymond Colon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 6, 2022 - August 7, 2023

EQUILEND

BD
CRD#: 119107
NEW YORK, NY
Past

October 6, 2022 - August 7, 2023

AUTOMATED EQUITY FINANCE MARKETS, INC.

BD
CRD#: 147941
NEW YORK, NY
Past

February 29, 2008 - January 28, 2016

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

July 24, 2006 - February 29, 2008

RBC CAPITAL MARKETS CORPORATION

BD
CRD#: 6579
NEW YORK, NY
Past

June 10, 2002 - July 19, 2006

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY
Past

November 1, 2001 - May 10, 2002

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

August 20, 1996 - November 5, 2001

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

July 19, 1988 - July 31, 1996

NEUBERGER BERMAN BD LLC

BD
CRD#: 2908
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/16/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/5/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 5/21/2004
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 4/12/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/6/1997
General Securities Principal Examination

Current Firm

EQ
EQUILEND
EQUILEND | EQUILEND LLC

CRD#: 119107 / SEC#: , 8-53738

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281
Mailing Address
225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281
Phone number
(212) 901-2272
Established
Delaware since 10/12/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
EQUILEND GLOBAL HUBCO LLCDIRECT OWNER - INTERMEDIATE PARENT HOLDINGS COMPANY
NIGRELLI, PAUL JOACHIMCHIEF COMPLIANCE OFFICER4572522
NIGRELLI, PAUL JOACHIMCHIEF FINANCIAL OFFICER AND FINOP4572522
NIGRELLI, PAUL JOACHIMCHIEF EXECUTIVE OFFICER4572522
WACHTER, KAZUKOGENERAL COUNSEL7218349

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EQUILEND

CRD#: 119107

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