Ellen M. Scambia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ellen Marie Scambia, who also goes by Ellenmarie Scambia, was a registered financial professional .
Ellen is a previously registered financial professional and started their career in finance in 1984. Ellen had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2015 - September 6, 2016
MERRIMAN CAPITAL, INC.
February 13, 2012 - January 28, 2015
DOMINICK & DICKERMAN LLC
April 28, 2011 - December 21, 2011
SOLEIL SECURITIES CORPORATION
September 20, 1991 - February 2, 2012
TICONDEROGA SECURITIES LLC
January 24, 1989 - July 29, 1991
ITG EXECUTION SERVICES, INC.
March 31, 1987 - August 24, 1987
CITIGROUP GLOBAL MARKETS INC.
November 21, 1984 - March 6, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MERRIMAN CAPITAL, INC.
CRD#: 18296 / SEC#: , 8-36420
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 1 |
Red Flags
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