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Alysse Lynn Soll

CRD# 1320918·Registered 1985 - 2024
Previously Registered: Being a previously registered professional could mean that Alysse is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alysse Lynn Soll was a registered financial advisor. Alysse was a previously registered financial professional and started their career in finance 1985 - 2024. Alysse had worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

LIQUIDITY.IO, LLC·CRD# 289499
BD
Boca Grande, FL
October 13, 2023 - May 7, 2024
OMNICAP, LLC·CRD# 137353
BD
New York, NY
January 6, 2021 - December 15, 2022
SELIGMAN SECURITIES, INC.·CRD# 3361
BD
April 17, 1986 - November 28, 1987
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
January 23, 1985 - May 17, 1985

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Current Firm

LL
LIQUIDITY.IO, LLC

ARQ ADVISORS LLC | LIQUIDITY.IO, LLC | ARQ SECURITIES

CRD#: 289499 / SEC#: 8-70000
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

5800 Gasparilla Road Building C Suite 11, Boca Grande, FL 33921

Mailing Address

Po Box 1603, Boca Grande, FL 33921

Phone Number

(908) 608-8831

Established

Delaware since 01/02/2015

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SATSCHEL INCOWNER—
CHOI, ERICPRINCIPAL2705845
BEVAUN, MARLONFINOP6259795
CHURCH, COLEMAN FREDERICKCEO / CCO2423443

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2021About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2021About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Mar 1985About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jan 1985About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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