Michael F. Tierney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Francis Tierney was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2010 - January 25, 2012
SUMMER STREET RESEARCH PARTNERS
December 18, 2009 - August 18, 2010
MADISON PROPRIETARY TRADING GROUP, LLC
August 15, 2008 - January 16, 2009
CAPSTONE INVESTMENTS
July 9, 2008 - August 8, 2008
MATRIX U.S.A., LLC
February 14, 2001 - April 22, 2008
CREDIT SUISSE SECURITIES (USA) LLC
December 1, 1994 - January 17, 2003
PERSHING LLC
June 12, 1990 - December 12, 1994
KIDDER, PEABODY & CO. INCORPORATED
December 19, 1984 - June 6, 1988
WALSH, GREENWOOD & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SUMMER STREET RESEARCH PARTNERS
CRD#: 127142 / SEC#: , 8-65958
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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