Christopher M. Hays
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Mack Hays SR, who also goes by Christopher Mack Hays, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1985. Christopher had worked at 3 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2001 - December 6, 2001
DIESEL ENERGY INTERNATIONAL, L.L.C.
January 30, 1987 - September 16, 1987
1717 CAPITAL MANAGEMENT COMPANY
May 10, 1985 - October 27, 1986
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DIESEL ENERGY INTERNATIONAL, L.L.C.
CRD#: 104484 / SEC#: , 8-52943
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PER HOLDINGS CORP. | 100% OWNERSHIP | |
| ROGE, SHARI RHENEE | PRESIDENT, DP, FINOP | 1312012 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
