Michael C. Brady

MICHAEL BRADY & CO.

Westlake, OH 44145

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CRD#: 1320686

Professional summary

Michael Cameron Brady, CFP® is a registered financial advisor currently at MICHAEL BRADY & CO., LLC located in Westlake, Ohio.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Michael has worked at 8 firms and has passed the Series 63, Series 7, Series 22, Series 53, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Cameron Brady's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1985

Experience

Current

July 13, 2004 - Present

MICHAEL BRADY & CO., LLC

Office #1: 28871 Center Ridge Road Suite 102, Westlake, OH 44145

RIA

CRD#: 130093

Westlake, OH

Past

July 26, 2004 - June 29, 2007

TRIAD ADVISORS LLC

CRD#: 25803

OLMSTED FALLS, OH

Past

January 2, 2003 - June 18, 2004

ACCOUNTING INVESTMENT SERVICES, INC.

RIA

CRD#: 111686

CLEVELAND, OH

Past

November 13, 1992 - June 18, 2004

PRIM SECURITIES, INCORPORATED

CRD#: 30504

INDEPENDENCE, OH

Past

July 21, 1989 - October 29, 1992

MARINER FINANCIAL SERVICES, INC.

CRD#: 8292

LARGO, FL

Past

February 9, 1989 - July 24, 1989

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

November 5, 1987 - April 24, 1989

BRADY, FOLEY & CO., INCORPORATED

CRD#: 20451

Past

February 4, 1985 - December 15, 1987

VESTAX SECURITIES CORPORATION

CRD#: 10332

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MICHAEL BRADY & CO., LLC

CRD#: 130093 / SEC#: 801-112508

RIA

Registered Investment Advisory firm - (2/23/2018 Approved)

Ohio

Registered Investment Advisory firm - (6/1/2018 Terminated)

Texas

Registered Investment Advisory firm - (6/1/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/22/2006)

IAR

Texas
(1/10/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/1/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 2/1/1985

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 53

Date: 5/11/1988

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 2/29/1988

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/13/1987

General Securities Principal Examination

Current Firm

MICHAEL BRADY & CO., LLC

CRD#: 130093 / SEC#: 801-112508

RIA

Registered Investment Advisory firm - (2/23/2018 Approved)

Ohio

Registered Investment Advisory firm - (6/1/2018 Terminated)

Texas

Registered Investment Advisory firm - (6/1/2018 Terminated)

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Contact information

Main Address

28871 Center Ridge Road Suite 102, Westlake, OH 44145

Mailing Address

Phone number

(440) 235-2100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MBCO, FORM ADV PART 2A & 2B (1/23/2025)

Regulatory assets under management

Total Number of Accounts	646
AUM (Assets Under Management)	$ 228,280,792

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael C. Brady

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Cameron Brady's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIAD ADVISORS LLC

ACCOUNTING INVESTMENT SERVICES, INC.

PRIM SECURITIES, INCORPORATED

MARINER FINANCIAL SERVICES, INC.

TOWER SQUARE SECURITIES, INC.

BRADY, FOLEY & CO., INCORPORATED

VESTAX SECURITIES CORPORATION

Primary Firm SEC Registration

MICHAEL BRADY & CO., LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/1/1985

Series 7

Date: 9/19/1987

Series 22

Date: 2/1/1985

Series 53

Date: 5/11/1988

Series 27

Date: 2/29/1988

Series 24

Date: 10/13/1987

Current Firm

MICHAEL BRADY & CO., LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MICHAEL BRADY & CO., LLC

TRUST BUT VERIFY

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