Clifford T. Orr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clifford Thomas Orr, who also goes by Skip Orr, was a registered financial professional .
Clifford is a previously registered financial professional and started their career in finance in 1984. Clifford had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2006 - May 22, 2015
TRUSTMONT ADVISORY GROUP, INC.
January 18, 2006 - May 22, 2015
TRUSTMONT FINANCIAL GROUP, INC.
April 7, 2000 - June 20, 2005
LPL ENTERPRISE, LLC
January 28, 1992 - March 31, 2000
BEACONSFIELD FINANCIAL SERVICES, INC.
September 27, 1989 - January 1, 1990
SCOTTRADE, INC.
June 5, 1985 - May 23, 1989
PRUDENTIAL EQUITY GROUP, LLC
November 21, 1984 - May 20, 1985
BEACONSFIELD FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
TRUSTMONT ADVISORY GROUP, INC.
CRD#: 106015 / SEC#: 801-30694
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUSTMONT ADVISORY GROUP, INC.
CRD#: 106015 / SEC#: 801-30694
Contact information
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,387 |
| AUM (Assets Under Management) | $ 1,126,006,619 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
