Steven P. Bendinelli

NBC PARDNERS

Tiburon, CA

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CRD#: 1320555

Professional summary

Steven Paul Bendinelli, who also goes by Steve Bendinelli, Steven P Bendinelli, is a registered financial advisor currently at NBC PARDNERS located in Tiburon, California.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Steven has worked at 8 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Bendinelli | Steven P Bendinelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Bendinelli provides marketing services as an independent consultant to Van Hulzen Asset Management, LLC, an investment advisor registered with the SEC based in El Dorado Hills, California, and Suncoast Equity Management, an investment advisor registered with the SEC based in Tampa, Florida. Mr. Bendinelli spends approximately an aggregate of 10 hours per month on such consulting services during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Paul Bendinelli's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2016 - Present

NBC PARDNERS

RIA

CRD#: 281707

Tiburon, CA

Past

August 9, 2012 - February 8, 2017

WESPAC ADVISORS, LLC

RIA

CRD#: 148242

RENO, NV

Past

August 30, 2010 - July 2, 2012

FOOTHILL SECURITIES, INC.

RIA

CRD#: 1027

MILL VALLEY, CA

Past

August 27, 2010 - July 2, 2012

FOOTHILL SECURITIES, INC.

CRD#: 1027

MILL VALLEY, CA

Past

January 4, 2010 - November 29, 2010

CONCORDIUS CAPITAL ADVISORS

RIA

CRD#: 142852

TIBURON, CA

Past

February 1, 2006 - November 4, 2008

CAI INSTITUTIONAL SERVICES, LLC

CRD#: 38741

MIAMI, FL

Past

December 1, 2005 - November 21, 2008

COMPASS ADVISORS, LLC

RIA

CRD#: 107317

TIBURON, CA

Past

July 17, 2003 - October 11, 2005

ICM ASSET MANAGEMENT INC

RIA

CRD#: 105046

SPOKANE, WA

Past

November 21, 1984 - January 11, 1996

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/1/2006

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/8/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 1/30/2006

General Securities Representative Examination

Current Firm

NBC PARDNERS

BENDINELLI, STEVEN PAUL | NBC PARDNERS, PLLC | NBC PARDNERS, LLC | NBC PARDNERS | BENDINELLI, STEVEN PAUL, DBA NBC PARDNERS

CRD#: 281707 / SEC#:

California

Registered Investment Advisory firm - (3/3/2017 Approved)

Washington

Registered Investment Advisory firm - (3/6/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Tiburon, CA

Mailing Address

Phone number

(415) 320-5842

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven P. Bendinelli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Paul Bendinelli's CRS (Customer Relationship Summary).

Certified licenses

Experience

NBC PARDNERS

WESPAC ADVISORS, LLC

FOOTHILL SECURITIES, INC.

FOOTHILL SECURITIES, INC.

CONCORDIUS CAPITAL ADVISORS

CAI INSTITUTIONAL SERVICES, LLC

COMPASS ADVISORS, LLC

ICM ASSET MANAGEMENT INC

SEI INVESTMENTS DISTRIBUTION CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/1/2006

Series 65

Date: 7/8/2003

Series 7

Date: 1/30/2006

Current Firm

NBC PARDNERS

Contact information

Documents

Red Flags

Company Information

NBC PARDNERS

TRUST BUT VERIFY

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