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Steven Paul Bendinelli

NBC PARDNERS
TIBURON, CA
·CRD# 1320555·34 years experience

Professional Summary

Steven Paul Bendinelli, who also goes by Steve Bendinelli, Steven P Bendinelli, is a registered financial advisor currently at NBC PARDNERS located in Tiburon, California. Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Steven has worked at 8 firms and has passed the Series 63, Series 65 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steve Bendinelli, Steven P Bendinelli

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

NBC PARDNERS·CRD# 281707
RIA
Tiburon, CA
July 25, 2016 - Present
WESPAC ADVISORS, LLC·CRD# 148242
RIA
Reno, NV
August 9, 2012 - February 8, 2017
FOOTHILL SECURITIES, INC.·CRD# 1027
RIA
Mill Valley, CA
August 30, 2010 - July 2, 2012
FOOTHILL SECURITIES, INC.·CRD# 1027
BD
Mill Valley, CA
August 27, 2010 - July 2, 2012
CONCORDIUS CAPITAL ADVISORS·CRD# 142852
RIA
Tiburon, CA
January 4, 2010 - November 29, 2010
CAI INSTITUTIONAL SERVICES, LLC·CRD# 38741
BD
Miami, FL
February 1, 2006 - November 4, 2008
COMPASS ADVISORS, LLC·CRD# 107317
RIA
Tiburon, CA
December 1, 2005 - November 21, 2008
ICM ASSET MANAGEMENT INC·CRD# 105046
RIA
Spokane, WA
July 17, 2003 - October 11, 2005
SEI INVESTMENTS DISTRIBUTION CO.·CRD# 10690
BD
Oaks, PA
November 21, 1984 - January 11, 1996

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Current Firm

NP
NBC PARDNERS

BENDINELLI, STEVEN PAUL | NBC PARDNERS, PLLC | NBC PARDNERS, LLC | NBC PARDNERS | BENDINELLI, STEVEN PAUL, DBA NBC PARDNERS

CRD#: 281707
California
Registered Investment Advisory firm - California (3/3/2017 Approved)
Washington
Registered Investment Advisory firm - Washington (3/6/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Tiburon, CA

Phone Number

(415) 320-5842

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Bendinelli provides marketing services as an independent consultant to Van Hulzen Asset Management, LLC, an investment advisor registered with the SEC based in El Dorado Hills, California, and Suncoast Equity Management, an investment advisor registered with the SEC based in Tampa, Florida. Mr. Bendinelli spends approximately an aggregate of 10 hours per month on such consulting services during securities trading hours.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(3/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2006About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2003About the Series 65 exam

Series 7 — General Securities Representative Examination

Passed Jan 2006About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Steven Paul Bendinelli's CRS (Customer Relationship Summary).

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