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Craig R. Wilson

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CRD#: 1320442
CW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Craig Reed Wilson was a registered financial professional .

Craig is a previously registered financial professional and started their career in finance in 1984. Craig had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 18, 1995 - July 23, 1998

J.C. BRADFORD & CO.

BD
CRD#: 1287
NEW YORK, NY
Past

January 13, 1993 - September 29, 1995

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY
Past

December 8, 1992 - December 22, 1992

SPENCER EDWARDS, INC.

BD
CRD#: 22067
CENTENNIAL, CO
Past

January 2, 1987 - January 17, 1991

J. W. GANT & ASSOCIATES, INC.

BD
CRD#: 7963
Past

December 19, 1984 - January 2, 1987

MICHELIN AND COMPANY, INC.

BD
CRD#: 14447

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/12/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


JB
J.C. BRADFORD & CO.
J.C. BRADFORD & CO. | J.C. BRADFORD & CO., L.L.C.

CRD#: 1287 / SEC#: , 8-3953

BD
Terminated by SEC on 11/05/2002
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Contact information


Main Address
Mailing Address
Phone number
Established
Tennessee since 05/20/1927
Firm type
Limited Liability Company
Fiscal year end
March
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
UBS AMERICAS INC.HOLDING COMPANY
DOLAN, REGINA ANNDIRECTOR2294801
FRIMMEL, DIANECOO2053020
SILVER, ROBERT HILLELPRESIDENT2053021
SIPES, JAMES RICHARDCEO425355

Disclosures


Regulatory Event35
Civil Event2
Arbitration7

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


J.C. BRADFORD & CO.

CRD#: 1287

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