Werner W. Stubblefield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Werner William Stubblefield, who also goes by Bill Stubblefield, Werner William Stublefield, was a registered financial professional .
Werner is a previously registered financial professional and started their career in finance in 1984. Werner had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2013 - June 10, 2016
INVESTMENT PLANNERS, INC.
November 5, 2009 - November 9, 2011
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
May 13, 2008 - July 27, 2009
OLD MUTUAL INVESTMENT PARTNERS
January 5, 2006 - April 29, 2008
SENTINEL FINANCIAL SERVICES COMPANY
December 17, 2004 - September 22, 2005
JANUS HENDERSON DISTRIBUTORS US LLC
October 7, 2002 - January 16, 2004
NATIONWIDE FUND DISTRIBUTORS LLC
January 12, 1999 - September 11, 2002
CONSECO EQUITY SALES, INC.
August 5, 1998 - January 12, 1999
CONSECO SECURITIES, INC.
February 18, 1998 - August 5, 1998
CONSECO FINANCIAL SERVICES, INC.
December 19, 1984 - December 4, 1997
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTMENT PLANNERS, INC.
CRD#: 18557 / SEC#: , 8-35642
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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