Stephen A. Neumeier

NEUMEIER CAPITAL MANAGEMENT,

Concord, MA

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CRD#: 1320155

Professional summary

Stephen Allan Neumeier is a registered financial advisor currently at NEUMEIER CAPITAL MANAGEMENT, INC located in Concord, Massachusetts.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Stephen has worked at 6 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NEUMEIER PARTNERS LIMITED PARTNERSHIP WAS FOUNDED ON MAY 16, 2003 AND IS A MASSACHUSETTS LIMITED PARTNERSHIP ORGANIZED TO OPERATE AS PRIVATE INVESTMENT FUND LOCATED AT 50 CONGRESS STREET SUITE 350, BOSTON, MA 02109. NEUMEIER PARTNERS MANAGEMENT, LLC (THE "GENERAL PARTNER"), A MASSACHUSETTS LIMITED LIABILITY COMPANY, IS THE GENERAL PARTNER. MR. NEUMEIER IS THE MANAGING MEMBER OF THE GENERAL PARTNER. NEUMEIER CAPITAL MANAGEMENT, INC. THROUGH AN EXCLUSIVE CONTRACT WITH NEUMEIER PARTNERS MANAGEMENT, LLC IS RESPONSIBLE FOR PROVIDING INVESTMENT MANAGEMENT SERVICES. APPROXIMATELY 2 HOURS PER DAY IS SPENT SPECIFICALLY FOR MANAGING NEUMEIER PARTNERS LIMITED PARTERSHIP. HOWEVER INVESTMENT RESEARCH TIME IS APPLIED TO ALL DISCRETIONARY ACCOUNTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Allan Neumeier's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2009 - Present

NEUMEIER CAPITAL MANAGEMENT, INC

RIA

CRD#: 115911

Concord, MA

Past

August 14, 1995 - October 1, 1997

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

April 19, 1994 - January 20, 2009

NEUMEIER CAPITAL MANAGEMENT, INC

RIA

CRD#: 115911

BOSTON, MA

Past

November 14, 1988 - June 20, 1995

TIER ONE PARTNERS, INC.

CRD#: 4090

BELLEAIRE BEACH, FL

Past

August 31, 1988 - November 15, 1988

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

April 3, 1986 - August 9, 1988

FFMC SECURITIES, INC.

CRD#: 7658

BOSTON, MA

Past

December 19, 1984 - March 20, 1986

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/26/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/17/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/26/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 4/2/1986

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 12/18/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NEUMEIER CAPITAL MANAGEMENT, INC

NEUMEIER CAPITAL MANAGEMENT, INC | NEUMEIER CAPITAL MANAGEMENT,INC

CRD#: 115911 / SEC#: 801-67353

RIA

Registered Investment Advisory firm - (1/20/2009 Terminated)

Massachusetts

Registered Investment Advisory firm - (1/23/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Concord, MA

Mailing Address

Phone number

(617) 619-9929

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 25,071,397

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen A. Neumeier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Allan Neumeier's CRS (Customer Relationship Summary).

Certified licenses

Experience

CADARET, GRANT & CO., INC.

NEUMEIER CAPITAL MANAGEMENT, INC

TIER ONE PARTNERS, INC.

JOHN HANCOCK DISTRIBUTORS LLC

FFMC SECURITIES, INC.

WS GRIFFITH SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/17/1992

Series 63

Date: 12/26/1984

Series 22

Date: 4/2/1986

Series 6

Date: 12/18/1984

Current Firm

NEUMEIER CAPITAL MANAGEMENT, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NEUMEIER CAPITAL MANAGEMENT, INC

TRUST BUT VERIFY

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