Gary W. Barkman

DUTCH ASSET

SELKIRK, NY 12158

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CRD#: 1320077

Professional summary

Gary William Barkman, CFP® is a registered financial advisor currently at DUTCH ASSET CORPORATION located in Selkirk, New York.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Gary has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

What are your service offerings?

Retirement Income Management

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary William Barkman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

December 11, 2025 - Present

DUTCH ASSET CORPORATION

Office #1: 113b Jericho Rd, Selkirk, NY 12158

RIA

CRD#: 170884

SELKIRK, NY

Past

June 29, 2023 - December 12, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

ALBANY, NY

Past

June 9, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

ALBANY, NY

Past

June 9, 2021 - December 12, 2025

CETERA WEALTH SERVICES, LLC

CRD#: 13572

ALBANY, NY

Past

October 7, 2017 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

ALBANY, NY

Past

November 2, 2016 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

ALBANY, NY

Past

March 29, 1993 - November 30, 2016

LPL FINANCIAL LLC

CRD#: 6413

SELKIRK, NY

Past

March 29, 1990 - April 5, 1993

CAPITAL GROWTH & SHELTER,INC.

CRD#: 15524

Past

November 28, 1984 - March 22, 1990

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DUTCH ASSET CORPORATION

CRD#: 170884 / SEC#: 801-122087

RIA

Registered Investment Advisory firm - (8/16/2021 Approved)

Arizona

Registered Investment Advisory firm - (5/19/2022 Terminated)

Florida

Registered Investment Advisory firm - (5/19/2022 Terminated)

Georgia

Registered Investment Advisory firm - (5/24/2022 Terminated)

New York

Registered Investment Advisory firm - (5/19/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/19/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(12/11/2025)

IAR

Texas
(12/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/26/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/20/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/26/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/4/1994

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 3/4/1986

Investment Company Products/Variable Contracts Principal Examination

Current Firm

DUTCH ASSET CORPORATION

CRD#: 170884 / SEC#: 801-122087

RIA

Registered Investment Advisory firm - (8/16/2021 Approved)

Arizona

Registered Investment Advisory firm - (5/19/2022 Terminated)

Florida

Registered Investment Advisory firm - (5/19/2022 Terminated)

Georgia

Registered Investment Advisory firm - (5/24/2022 Terminated)

New York

Registered Investment Advisory firm - (5/19/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/19/2022 Terminated)

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Contact information

Main Address

113b Jericho Rd, Selkirk, NY 12158

Mailing Address

Phone number

(518) 478-8077

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DUTCH ASSET CORPORATION DISCLOSURE BROCHURE (6/12/2025)

Regulatory assets under management

Total Number of Accounts	233
AUM (Assets Under Management)	$ 91,091,678

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Gary W. Barkman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary William Barkman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

LPL FINANCIAL LLC

CAPITAL GROWTH & SHELTER,INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

DUTCH ASSET CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 11/26/1984

SIE

Date: 10/1/2018

Series 7

Date: 5/20/1993

Series 6

Date: 11/26/1984

Series 24

Date: 6/4/1994

Series 26

Date: 3/4/1986

Current Firm

DUTCH ASSET CORPORATION

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DUTCH ASSET CORPORATION

TRUST BUT VERIFY

Contact information

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