Anthony W. Fitzgerald
Professional summary
Anthony William Fitzgerald JR., who also goes by Anthony William Fitzgerald III, Anthony William Fitzgerald, Anthony Fitzgerald, is a registered financial professional currently at FOUR POINTS CAPITAL PARTNERS LLC located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1985. Anthony has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony William Fitzgerald JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2024 - Present
FOUR POINTS CAPITAL PARTNERS LLC
Office #1: 99 Park Avenue Suite 810, New York, NY 10016October 14, 2005 - July 31, 2024
AXIOM CAPITAL MANAGEMENT, INC.
September 22, 2005 - September 23, 2005
WESTOR CAPITAL GROUP, INC.
January 23, 1985 - April 6, 1989
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/30/2024)
(7/30/2024)
(7/30/2024)
(7/30/2024)
(7/30/2024)
(7/30/2024)
(7/30/2024)
(7/30/2024)
(7/30/2024)
(7/30/2024)
(7/30/2024)
(7/30/2024)
(7/30/2024)
(7/30/2024)
(7/30/2024)
(7/30/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
