Jeffrey Holdgrafer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Holdgrafer, who also goes by Jeffrey Mark Holdgrafer, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1984. Jeffrey had worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 9, Series 10, Series 8 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2025 - December 1, 2025
TP ICAP GLOBAL MARKETS AMERICAS LLC
February 12, 2003 - June 6, 2025
CAMBRIDGE INTERNATIONAL SECURITIES, LLC
November 14, 1988 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
July 25, 1987 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
November 21, 1984 - January 23, 2003
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/9/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Disclosures
| Regulatory Event | 32 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
