MO
Mark A. Orgel
ORGEL WEALTH MANAGEMENT | Chairman and Founder
Altoona, WI 54720
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CRD#: 1319970
MO
Professional summary
Mark Alan Orgel is a registered financial advisor currently at ORGEL WEALTH MANAGEMENT, LLC located in Altoona, Wisconsin.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Mark has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Biography
Mark serves as Chairman at Orgel Wealth Management and he maintains close relationships with clients as a Relationship Manager and business consultant. Mark is a seasoned investment and wealth management advisor with over 36 years of experience. His unwavering commitment to client service and investment discipline formed the foundation for the investment practices that continue at Orgel Wealth Management today.
Mark earned his Bachelor of Arts degrees in management and communications from Bethel University in St. Paul, Minnesota, graduating with high honors. He served on the Bethel University Board of Governors for over 20 years and as its Investment Committee Chair for over a decade.
Question & Answer
What are your service offerings?
Trust & estate planning
Institutional consulting
Financial planning
Trading individual securities
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) HEARTLAND EQUITY MANAGEMENT, LLC ("HEM") - Investment-Related, 4800 North Lilac Dr., Brooklyn Center, MN 55429; Nature of other business: HEM is the sole Managing Member of Heartland Equity Partners I, LLC ("HEP I") and HEARTLAND EQUITY PARTNERS II, LLC ("HEP II"); My title and duties: Oversight Member. The Oversight Member provides overall oversight of HEM's activities and supervises HEM's Managing Director; Start date with other business: 09/01/14; Approximate number of hrs/month devoted to other business: 10-15; Approximate number of hrs devoted during trading hours: 2hrs/week. --- (2) HEARTLAND EQUITY PARTNERS I, LLC ("HEP I") - Investment-Related, 4800 North Lilac Dr., Brooklyn Center, MN 55429; Nature of other business: An unregistered pooled investment fund that seeks to invest in majority interests of Upper Midwest companies with sales of $5 to $30 million; My title and duties: Investor; Start date with other business: 09/01/14; Approximate number of hrs/month devoted to other business: 1; Approximate number of hrs devoted during trading hours: less than 1 hr/week. --- (3) CSMP REAL ESTATE, LLC ("CSMP") - Investment-Related, 4800 North Lilac Dr., Brooklyn Center, MN 55429; Nature of other business: A private LLC that owns the real estate on which Cass Precision Machining, LLC operates. HEP I is the majority owner of Cass Precision Machining, LLC. My title and duties: Member. The Members of CSMP (currently 8) manage the business and affairs of CSMP by Member vote; Start date with other business: 09/01/15; Approximate number of hrs/month devoted to other business: less than 1; Approximate number of hrs devoted during trading hours: less than 1 hr/week. --- (4) HEARTLAND EQUITY PARTNERS II, LLC ("HEP II") - Investment-Related, 4800 North Lilac Dr., Brooklyn Center, MN 55429; Nature of other business: An unregistered pooled investment fund that seeks to invest in majority interests of Upper Midwest companies with sales of $5 to $30 million; My title and duties: Investor; Start date with other business: 07/26/18; Approximate number of hrs/month devoted to other business: 1; Approximate number of hrs devoted during trading hours: less than 1 hr/week.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Alan Orgel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2013 - Present
ORGEL WEALTH MANAGEMENT, LLC
Office #1: 2420 Rivers Edge Drive, Altoona, WI 54720RIA
CRD#: 168219
Altoona, WI
Past
March 2, 1998 - October 24, 2013
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
EAU CLAIRE, WI
Past
January 16, 1997 - October 24, 2013
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
EAU CLAIRE, WI
Past
October 2, 1989 - March 2, 1998
DAIN RAUSCHER INCORPORATED
BD
CRD#: 7600
Past
November 17, 1984 - October 14, 1989
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
ORGEL WEALTH MANAGEMENT, LLC
ORGEL WEALTH MANAGEMENT, LLC
CRD#: 168219 / SEC#: 801-78284
RIA
Registered Investment Advisory firm - (7/9/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/10/2023)
IAR
Minnesota(10/11/2019)
IAR
Texas(10/11/2013)
IAR
Wisconsin(10/11/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 4/12/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
OW
ORGEL WEALTH MANAGEMENT, LLC
ORGEL WEALTH MANAGEMENT, LLC
CRD#: 168219 / SEC#: 801-78284
RIA
Registered Investment Advisory firm - (7/9/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2420 Rivers Edge Drive, Altoona, WI 54720
Mailing Address
Phone number
(715) 835-6525
Established
Firm type
Fiscal year end
# of Employees
78
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,031 |
| AUM (Assets Under Management) | $ 7,104,580,359 |
Red Flags
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Company Information
ORGEL WEALTH MANAGEMENT, LLC
Chairman and FounderCRD#: 168219Altoona, WI 54720TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
