C. Dianne Mcknight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
C. Dianne Mcknight, who also goes by C Dianne Curtis, C Dianne Mcknight, Cynthia Dianne Mcknight, was a registered financial professional .
C. Dianne is a previously registered financial professional and started their career in finance in 1986. C. Dianne had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2021 - January 10, 2024
GRAYPOINT LLC
March 4, 2009 - June 2, 2009
THOMASLLOYD CAPITAL LLC
January 8, 2007 - April 18, 2007
THOMASLLOYD CAPITAL LLC
October 15, 1999 - February 9, 2005
GLEACHER & COMPANY SECURITIES, INC.
August 26, 1996 - October 8, 1999
M&T SECURITIES, INC.
September 29, 1989 - August 30, 1996
KEY INVESTMENTS INC.
September 16, 1986 - August 30, 1996
KEY INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRAYPOINT LLC
CRD#: 135950 / SEC#: 801-64417
Contact information
Regulatory assets under management
| Total Number of Accounts | 818 |
| AUM (Assets Under Management) | $ 4,645,122,439 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/04/2025 | ||
| 12/23/2024 | ||
| 01/22/2024 | ||
| 11/23/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
