Stephen E. Parker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Earl Parker was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1984. Stephen had worked at 4 firms and has passed the Series 63, Series 7, Series 52, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 1989 - January 16, 1991
ALLISON, ROSENBLUM & HANNAHS, INC.
September 29, 1988 - April 12, 1989
L.A. BOYKIN & ASSOCIATES, INC.
April 19, 1988 - September 27, 1988
U.S. ASSOCIATES OF FLORIDA, INC.
March 21, 1986 - February 20, 1988
L.A. BOYKIN & ASSOCIATES, INC.
December 11, 1984 - April 8, 1986
DELTA FINANCIAL INVESTMENT CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
ALLISON, ROSENBLUM & HANNAHS, INC.
CRD#: 22375 / SEC#: , 8-39699
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
