James H. Mcbride
Professional summary
James Henry Mcbride MR, who also goes by James Henry Mcbride, is a registered financial advisor currently at HIGH FALLS ADVISORS, INC. located in Rochester, New York.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. James has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Henry Mcbride MR's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 3, 2021 - Present
HIGH FALLS ADVISORS, INC.
Office #1: 180 South Clinton Ave Suite 300, Rochester, NY 14604June 28, 2013 - December 4, 2017
LEIGH BALDWIN & CO., LLC
July 29, 2011 - June 28, 2013
WALL STREET FINANCIAL GROUP, INC.
April 17, 2003 - August 1, 2011
ENSEMBLE FINANCIAL SERVICES, INC.
June 8, 1988 - April 21, 2003
SAGE, RUTTY & CO., INC.
October 28, 1985 - September 11, 1986
KEY INVESTMENTS INC.
Primary Firm SEC Registration
HIGH FALLS ADVISORS, INC.
CRD#: 108678 / SEC#: 801-34161
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/3/2021)
Exams
Current Firm
HIGH FALLS ADVISORS, INC.
CRD#: 108678 / SEC#: 801-34161
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,762 |
| AUM (Assets Under Management) | $ 607,043,854 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/29/2025 | ||
| 09/20/2024 | ||
| 02/12/2024 | ||
| 02/22/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
HIGH FALLS ADVISORS, INC.
CRD#: 108678Rochester, NY 14604TRUST BUT VERIFY
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