Samuel S. Mcninch

IA NETWORK

Mt Pleasant, SC

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CRD#: 1319783

Professional summary

Samuel Sylvanus Mcninch IV, who also goes by Bo Mcninch IV, Samuel Sylvanus Iv Mcninch, is a registered financial advisor currently at IA NETWORK, LLC located in Mt Pleasant, South Carolina.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Samuel has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bo Mcninch Iv | Samuel Sylvanus Iv Mcninch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Tice McNinch Capital Management; Investment related; Mount Pleasant, SC; DBA name for investment advisory services (offered through IA Network, LLC); Financial Advisor; 160 hours per month; Provide investment advice and asset management services. (2)SquiggleTrader; Investment related; Mount Pleasant, SC; Instructor; 10 hours per month; Provide training, education and coaching on how to understand, develop and manage a trend following trading system. These would not be advisory clients and this research would not be recommended specifically for their situation. (3)SquiggleTrader; Investment related; Mount Pleasant, SC; Research Provider; 2 hours per month; Sell the trade signals and research for the "100 ETF" Portfolio strategy that I manage. These would not be advisory clients and this research would not be recommended specifically for their situation. (4)Insurance Broker; Non-investment related; Mount Pleasant, SC; Insurance Sales; Insurance Agent; 5 hours per month; Offer and sell insurance to clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Sylvanus Mcninch IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2023 - Present

IA NETWORK, LLC

RIA

CRD#: 319096

Mt Pleasant, SC

Past

February 5, 2019 - March 10, 2023

RED OAK CAPITAL MANAGEMENT, INC.

RIA

CRD#: 284188

MT. PLEASANT, SC

Past

April 29, 2016 - May 5, 2016

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

MT. PLEASANT, SC

Past

April 28, 2016 - June 19, 2018

HAYDEN ROYAL

RIA

CRD#: 170037

Mt. Pleasant, SC

Past

December 5, 2013 - May 5, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

MT. PLEASANT, SC

Past

November 1, 2007 - December 4, 2013

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

MT. PLEASANT, SC

Past

November 1, 2007 - May 5, 2016

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

MT. PLEASANT, SC

Past

August 13, 2002 - November 2, 2007

TRIAD ADVISORS LLC

CRD#: 25803

CHARLOTTE, NC

Past

September 29, 2001 - July 31, 2002

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

October 29, 1999 - October 1, 2001

EISNER SECURITIES, INC.

CRD#: 40585

ST. LOUIS, MO

Past

October 10, 1995 - November 5, 1999

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

February 10, 1994 - October 12, 1995

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

CRD#: 5178

FORT WAYNE, IN

Past

March 1, 1989 - February 9, 1994

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

November 17, 1986 - January 19, 1989

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

Past

August 20, 1986 - November 25, 1986

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

Past

January 16, 1985 - August 23, 1986

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IA NETWORK, LLC

CRD#: 319096 / SEC#: 801-123452

RIA

Registered Investment Advisory firm - (3/15/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/14/2023)

IAR

South Carolina
(2/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/15/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/5/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/1986

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 5/2/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 1/15/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/14/1991

General Securities Principal Examination

Current Firm

IA NETWORK, LLC

CRD#: 319096 / SEC#: 801-123452

RIA

Registered Investment Advisory firm - (3/15/2022 Approved)

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Contact information

Main Address

210 N Church St Suite 1905, Charlotte, NC 28202

Mailing Address

Phone number

(704) 272-1211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IA NETWORK ADV 2A (2/20/2025)

Regulatory assets under management

Total Number of Accounts	572
AUM (Assets Under Management)	$ 183,507,741

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Samuel S. Mcninch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Sylvanus Mcninch IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

RED OAK CAPITAL MANAGEMENT, INC.

KESTRA ADVISORY SERVICES, LLC

HAYDEN ROYAL

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

TRIAD ADVISORS LLC

LASALLE ST SECURITIES, L.L.C.

EISNER SECURITIES, INC.

LPL FINANCIAL LLC

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

MML INVESTORS SERVICES, LLC

WS GRIFFITH SECURITIES, INC.

KEOGLER, MORGAN & COMPANY, INC.

WS GRIFFITH SECURITIES, INC.

Primary Firm SEC Registration

IA NETWORK, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/1995

Series 63

Date: 1/15/1985

SIE

Date: 5/5/2016

Series 7

Date: 9/20/1986

Series 22

Date: 5/2/1985

Series 6

Date: 1/15/1985

Series 24

Date: 8/14/1991

Current Firm

IA NETWORK, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IA NETWORK, LLC

TRUST BUT VERIFY

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