Candise L. Holmlund

ALAETHES WEALTH | President and Founder

Glenbrook, NV

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CRD#: 1319733

Professional summary

Candise Lisa Holmlund, CFP®, who also goes by Candise Lisa Clark, Candise Lisa Fraser, is a registered financial advisor currently at ALAETHES WEALTH, LLC located in Glenbrook, Nevada.

Candise is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Candise has worked at 3 firms and has passed the Series 63, Series 3 and Series 7 exams.

Question & Answer

What are your service offerings?

Financial planning

Institutional consulting

Philanthropic services

Trust & estate planning

Trading individual securities

Retirement planning

What is your current number of clients?

Under 100

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Candise Lisa Clark | Candise Lisa Fraser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Candise Lisa Holmlund's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

September 5, 2019 - Present

ALAETHES WEALTH, LLC

RIA

CRD#: 304920

Glenbrook, NV

Past

February 19, 2002 - June 21, 2019

WEATHERLY ASSET MANAGEMENT

RIA

CRD#: 106935

DEL MAR, CA

Past

November 21, 1984 - May 1, 1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALAETHES WEALTH, LLC

CRD#: 304920 / SEC#: 801-119436

RIA

Registered Investment Advisory firm - (9/11/2020 Approved)

California

Registered Investment Advisory firm - (10/14/2020 Terminated)

Nevada

Registered Investment Advisory firm - (10/19/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/5/2019)

IAR

Louisiana
(1/8/2025)

IAR

Nevada
(11/20/2019)

IAR

Texas
(11/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/30/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 1/31/1991

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/17/1984

General Securities Representative Examination

Current Firm

ALAETHES WEALTH, LLC

CRD#: 304920 / SEC#: 801-119436

RIA

Registered Investment Advisory firm - (9/11/2020 Approved)

California

Registered Investment Advisory firm - (10/14/2020 Terminated)

Nevada

Registered Investment Advisory firm - (10/19/2020 Terminated)

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Contact information

Main Address

Glenbrook, NV

Mailing Address

Po Box 10, Glenbrook, NV 89413

Phone number

(858) 735-9685

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A SEC (1/21/2025)

Regulatory assets under management

Total Number of Accounts	263
AUM (Assets Under Management)	$ 439,416,515

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Candise L. Holmlund

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Candise Lisa Holmlund's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALAETHES WEALTH, LLC

WEATHERLY ASSET MANAGEMENT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ALAETHES WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/30/1985

Series 3

Date: 1/31/1991

Series 7

Date: 11/17/1984

Current Firm

ALAETHES WEALTH, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALAETHES WEALTH, LLC

TRUST BUT VERIFY

Contact information

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