Candise Lisa Holmlund
CFP®Professional Summary
Candise Lisa Holmlund, CFP®, who also goes by Candise Lisa Clark, Candise Lisa Fraser, is a registered financial advisor currently at ALAETHES WEALTH, LLC located in Glenbrook, Nevada. Candise is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Candise has worked at 3 firms and has passed the Series 63, Series 3 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Financial Planning
- Estate & Legacy Planning
- Investment Management
- Retirement Planning
Other Aliases
Candise Lisa Clark, Candise Lisa Fraser
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
ALAETHES WEALTH, LLC
Contact Information
Main Address
Glenbrook, NVMailing Address
Po Box 10, Glenbrook, NV 89413Phone Number
(858) 735-9685# of Employees
3SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
339AUM (Assets Under Management)
$513,180,429Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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OSAIC WEALTH, INC.
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Primary Firm SEC Registration
ALAETHES WEALTH, LLC
State Registrations and Notice Filings
(9/5/2019)
(1/8/2025)
(11/20/2019)
(11/21/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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OSAIC WEALTH, INC.
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CRS (Client Relationship Summary) - RIA
Click below to view Candise Lisa Holmlund's CRS (Customer Relationship Summary).
Services Offered by Candise
- Financial Planning
- Estate & Legacy Planning
- Investment Management
- Retirement Planning
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