Patricia J. Morgan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Jan Morgan, who also goes by Patti Morgan Wenig, Patricia J Wening, Patricia Jan Wening, Patti Morgan Wening, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1984. Patricia had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2017 - November 28, 2017
SUMMIT WEALTH MANAGEMENT GROUP, INC.
December 31, 1997 - April 24, 2017
LPL FINANCIAL LLC
January 2, 1996 - May 10, 2017
LPL FINANCIAL LLC
April 30, 1991 - January 11, 1996
FINANCIAL WEST GROUP
November 19, 1987 - April 30, 1991
FINANCIAL WEST INVESTMENT GROUP
November 30, 1985 - November 23, 1987
TITAN/VALUE EQUITIES GROUP, INC.
December 19, 1984 - October 18, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
Primary Firm SEC Registration
SUMMIT WEALTH MANAGEMENT GROUP, INC.
CRD#: 170029 / SEC#: 801-110950
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUMMIT WEALTH MANAGEMENT GROUP, INC.
CRD#: 170029 / SEC#: 801-110950
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 632 |
| AUM (Assets Under Management) | $ 226,022,233 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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