David W. Skrzyniarz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Walter Skrzyniarz, who also goes by Davie Walter Skrzyniarz, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1984. David had worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 4, Series 14, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2002 - May 18, 2020
FIRST ANALYSIS SECURITIES CORPORATION
January 2, 1998 - August 15, 2001
TD AMERITRADE, INC.
January 1, 1996 - January 29, 1996
CHARLES SCHWAB & CO., INC.
October 27, 1995 - December 13, 1995
FORTH FINANCIAL SECURITIES, CORPORATION
June 19, 1989 - November 15, 1993
FIDELITY BROKERAGE SERVICES LLC
September 16, 1988 - September 27, 1988
INVESTMENT NETWORK, INC.
July 29, 1988 - October 22, 1988
RESOURCE DEVELOPMENT INTERNATIONAL, LTD.
November 21, 1984 - July 19, 1988
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/4/2015
Limited Representative-Equity Trader ExamCurrent Firm
FIRST ANALYSIS SECURITIES CORPORATION
CRD#: 10446 / SEC#: , 8-27350
Contact information
FINRA licenses (30 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST ANALYSIS CORPORATION | PARENT COMPANY | |
| HESS, DAVID CLARENCE | CHIEF COMPLIANCE OFFICER | 2187717 |
| KHAN, RIAAD SYED | CHIEF FINANCIAL OFFICER / FINOP | 6759962 |
| LESHUK, DAVID JOHN | DIRECTOR | 2935779 |
| NICKLIN, FRANCIS OLIVER JR | CEO, MANAGING DIRECTOR & PRESIDENT | 347877 |
| NICKLIN, MATTHEW OLIVER | MANAGING DIRECTOR | 4216136 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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