George A. Henning

PACIFIC GLOBAL INVESTMENT MANAGEMENT CO

GLENDALE, CA 91203

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CRD#: 1319433

Professional summary

George Allen Henning is a registered financial advisor currently at PACIFIC GLOBAL INVESTMENT MANAGEMENT CO located in Glendale, California.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. George has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BUSINESS: PACIFIC GLOBAL INVESTMENT MANAGEMENT CO (PARENT COMPANY OF PGFD); INVESTMENT RELATED; 101 N BRAND BLVD, SUITE 1950, GLENDALE, CA 91203; NATURE OF BUSINESS: INVESTMENT ADVISER; POSITION: CHAIRMAN AND PRESIDENT; RELATIONSHIP START DATE: 12/17/91; HRS/MONTH DEVOTED TO BUSINESS: FULL-TIME; HRS DEVOTED TO BUSINESS DURING TRADING HRS: ESSENTIALLY 100%; DUTIES: OVERSIGHT OF COMPANY OPERATIONS, BUSINESS DEVELOPMENT AND PORTFOLIO MANAGER FOR INDIVIDUAL AND INSTITUTIONAL ACCOUNTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Allen Henning's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2003 - Present

PACIFIC GLOBAL INVESTMENT MANAGEMENT CO

Office #1: 500 N. Brand Blvd Ste 2160, Glendale, CA 91203

RIA

CRD#: 106962

GLENDALE, CA

Past

December 23, 1992 - April 15, 2020

PACIFIC GLOBAL FUND DISTRIBUTORS, INC.

CRD#: 30642

GLENDALE, CA

Past

April 25, 1991 - January 13, 1993

FINANCIAL WEST GROUP

CRD#: 16668

RENO, NV

Past

August 27, 1987 - May 31, 1990

TRANSAMERICA SECURITIES SALES CORPORATION

CRD#: 17970

LOS ANGELES, CA

Past

August 27, 1987 - May 31, 1990

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

LOS ANGELES, CA

Past

November 21, 1984 - September 1, 1987

OSAIC FS, INC.

CRD#: 3870

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PACIFIC GLOBAL INVESTMENT MANAGEMENT CO

CRD#: 106962 / SEC#: 801-41668

RIA

Registered Investment Advisory firm - (6/17/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/8/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/22/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/17/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/10/1984

General Securities Principal Examination

Current Firm

PACIFIC GLOBAL INVESTMENT MANAGEMENT CO

CRD#: 106962 / SEC#: 801-41668

RIA

Registered Investment Advisory firm - (6/17/1992 Approved)

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Contact information

Main Address

500 N. Brand Blvd Ste 2160, Glendale, CA 91203

Mailing Address

Phone number

(818) 242-6693

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PACIFIC GLOBAL BROCHURE (07/10/25) (7/10/2025)

Regulatory assets under management

Total Number of Accounts	260
AUM (Assets Under Management)	$ 98,939,503

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

George A. Henning

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Allen Henning's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFIC GLOBAL FUND DISTRIBUTORS, INC.

FINANCIAL WEST GROUP

TRANSAMERICA SECURITIES SALES CORPORATION

TRANSAMERICA FINANCIAL ADVISORS, INC.

OSAIC FS, INC.

Primary Firm SEC Registration

PACIFIC GLOBAL INVESTMENT MANAGEMENT CO

State Registrations and Notice Filings

Exams

Series 63

Date: 3/22/1985

SIE

Date: 10/1/2018

Series 7

Date: 11/17/1984

Series 24

Date: 12/10/1984

Current Firm

PACIFIC GLOBAL INVESTMENT MANAGEMENT CO

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PACIFIC GLOBAL INVESTMENT MANAGEMENT CO

TRUST BUT VERIFY

Contact information

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