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CH

Clarence H. Holding

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CRD#: 1319404
CH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Clarence Houston Holding was a registered financial professional .

Clarence is a previously registered financial professional and started their career in finance in 1985. Clarence had worked at 1 firm and has passed the Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 9, 1985 - December 22, 1987

HOLDING, CLARENCE HOUSTON

BD
CRD#: 15837

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Principal/Supervisory Exam
RR
Series 27
Date: 9/10/1987
Financial and Operations Principal Examination
Principal/Supervisory Exam

Current Firm


HC
HOLDING, CLARENCE HOUSTON
HOLDING, CLARENCE HOUSTON

CRD#: 15837 / SEC#: , 8-33582

BD
Withdrawn by FINRA on 08/17/1990
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Contact information


Main Address
Mailing Address
Phone number
Established
North Carolina since 01/01/1948
Firm type
Sole Proprietorship
Fiscal year end
December
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HOLDING, CLARENCE HOUSTON

CRD#: 15837

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