Peter R. Mcmullin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Robert Mcmullin was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1984. Peter had worked at 14 firms and has passed the Series 63, SIE, Series 87, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2016 - March 9, 2017
INDEPENDENT PORTFOLIO CONSULTANTS, INC.
April 20, 2016 - March 9, 2017
MANAGED ACCOUNT SERVICES, LLC
April 30, 2010 - June 6, 2014
MANAGED ACCOUNT SERVICES, LLC
February 17, 2009 - June 6, 2014
INDEPENDENT PORTFOLIO CONSULTANTS, INC.
November 28, 2005 - May 21, 2008
JESUP & LAMONT SECURITIES CORP
June 28, 1999 - December 20, 2005
RYAN BECK & CO.
July 24, 1996 - March 21, 1997
JOSEPHTHAL & CO., INC.
March 29, 1993 - July 15, 1999
EARLYBIRDCAPITAL, INC.
January 6, 1993 - April 20, 1994
JOSEPHTHAL & CO., INC.
December 1, 1992 - February 4, 1993
REICH & CO., INC.
November 29, 1991 - December 1, 1992
REICH & CO., INC.
May 29, 1990 - November 29, 1991
DOMINICK & DICKERMAN LLC
January 2, 1990 - June 7, 1990
PRESCOTT, BALL & TURBEN, INC.
January 29, 1988 - January 2, 1990
GULFSTREAM FINANCIAL ASSOCIATES, INC.
October 20, 1987 - February 2, 1988
BOETTCHER & COMPANY, INC.
September 3, 1985 - February 3, 1987
JW GENESIS CLEARING CORP.
December 15, 1984 - July 15, 1985
BURNS FRY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INDEPENDENT PORTFOLIO CONSULTANTS, INC.
CRD#: 120420 / SEC#: 801-61381
Contact information
Red Flags
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