Robert P. Matheson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Paul Matheson was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1984. Robert had worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2006 - December 31, 2012
MATHESON FINANCIAL SERVICES
March 31, 2006 - March 21, 2011
MATHESON SECURITIES, L.L.C.
September 28, 2005 - November 10, 2005
ARGENTUS SECURITIES, LLC
October 2, 2001 - October 3, 2003
MM ASCEND LIFE INVESTOR SERVICES, LLC
July 25, 1999 - December 5, 2000
CARLSON NATIONAL BROKERS, LTD
July 27, 1992 - July 7, 1999
FSC SECURITIES CORPORATION
November 21, 1984 - July 13, 1992
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 28
Date: 1/20/2006
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
MATHESON FINANCIAL SERVICES
CRD#: 111122 / SEC#: 801-60085
Contact information
Red Flags
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