Michael R. Watkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Raymond Watkins was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 10 firms and has passed the Series 63, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2012 - June 18, 2013
EQUITABLE DISTRIBUTORS, LLC
February 9, 2010 - August 31, 2011
FINANCIAL TELESIS INC
January 5, 2004 - November 4, 2009
NYLIFE DISTRIBUTORS LLC
February 1, 2003 - October 7, 2003
TRANSAMERICA INVESTORS SECURITIES, LLC
March 15, 2000 - February 1, 2003
TRANSAMERICA SECURITIES SALES CORPORATION
December 3, 1998 - February 15, 2000
1717 CAPITAL MANAGEMENT COMPANY
June 16, 1986 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
June 16, 1986 - July 24, 1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 16, 1986 - July 24, 1998
OSAIC FA, INC.
December 11, 1984 - May 8, 1986
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
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