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DH

David M. Hedrick

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CRD#: 1318229
DH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Mark Hedrick was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1984. David had worked at 4 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 16, 2012 - August 6, 2014

SIMMONS FIRST INVESTMENT GROUP, INC.

BD
CRD#: 130710
LITTLE ROCK, AR
Past

March 31, 1989 - March 1, 2012

STEPHENS

BD
CRD#: 3496
LITTLE ROCK, AR
Past

September 22, 1988 - April 3, 1989

ALLISON, ROSENBLUM & HANNAHS, INC.

BD
CRD#: 22375
Past

December 19, 1984 - October 3, 1988

UNITED CAPITAL CORPORATION

BD
CRD#: 8268

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/28/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/15/1984
General Securities Representative Examination

Current Firm

SF
SIMMONS FIRST INVESTMENT GROUP, INC.
SIMMONS FIRST INVESTMENT GROUP, INC.

CRD#: 130710 / SEC#: , 8-66376

BD
Terminated by SEC on 02/01/2015
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Contact information

Main Address
Mailing Address
Phone number
Established
Arkansas since 08/22/2003
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SIMMONS FIRST NATIONAL BANKOWNER/SHAREHOLDER
JOHNSON, RICHARD WAYNEPRESIDENT260111
MAY, CAROLYN REARDONADVISORY DIRECTOR/CHIEF COMPLIANCE OFFICER, FINANCIAL PRINCIPAL1031926
ORFANOS, JOHN STAMOSVICE PRESIDENT/HEAD TRADER1055454
THOMAS, HAROLDVP/SECRETARY/CHIEF COMPLIANCE OFFICER1855985

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIMMONS FIRST INVESTMENT GROUP, INC.

CRD#: 130710

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