Richard S. Markey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Stanley Markey was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1984. Richard had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 1989 - November 14, 1989
JONATHAN ALAN & CO., INC.
November 11, 1988 - May 26, 1989
BARRON CHASE SECURITIES, INC.
November 2, 1987 - November 28, 1988
EQUITIES INTERNATIONAL SECURITIES, INC.
January 5, 1987 - November 2, 1987
DOMESTIC ARBITRAGE GROUP, INC.
August 19, 1986 - February 2, 1987
GREAT LAKES EQUITIES CO.
May 16, 1985 - September 3, 1986
AMERICAN HERITAGE SECURITIES CORPORATION
November 21, 1984 - May 15, 1985
MICHAEL C. TALLEY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JONATHAN ALAN & CO., INC.
CRD#: 15914 / SEC#: , 8-32952
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
