Linda C. Walker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Christine Walker, who also goes by Linda C Jackson, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1984. Linda had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 2010 - April 19, 2013
MSI FINANCIAL SERVICES, INC.
September 8, 2009 - December 1, 2009
LPL FINANCIAL LLC
February 9, 2001 - September 8, 2009
MUTUAL SERVICE CORPORATION
April 18, 1994 - January 18, 1996
FFP SECURITIES, INC.
November 18, 1992 - April 19, 1994
UNITED CAPITAL GROUP, INC.
August 23, 1989 - January 4, 1991
BIRKELBACH INVESTMENT SECURITIES, INC.
April 18, 1989 - July 7, 1989
REPUBLIC SECURITIES, INC.
September 27, 1988 - March 8, 1989
AMERICAN FRONTEER FINANCIAL CORPORATION
June 9, 1988 - August 3, 1988
POWER SECURITIES CORPORATION
February 11, 1988 - June 8, 1988
ALLIED CAPITAL GROUP, INC.
August 12, 1985 - December 31, 1987
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
October 30, 1984 - August 20, 1985
GNP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
