Andy M. Schwartz
ONEPOINT BFG WEALTH PARTNERS | Principal & Wealth Management Advisor
PARSIPPANY, NJ 07054
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CRD#: 1317986
Professional summary
Andy Mark Schwartz, CFP®, who also goes by Andrew Mark Schwartz, Andrew Schwartz, Andy M Schwartz, is a registered financial advisor currently at ONEPOINT BFG WEALTH PARTNERS located in Parsippany, New Jersey.
Andy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Andy has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
For over 30 years, Andy has provided financial planning and wealth management services to clients throughout the country. As an independent advisor, his advice and guidance is always personalized and focused on the client's success.
Andy Schwartz evaluates his service. “We are committed to helping our clients achieve their financial planning goals by assisting in identifying their objectives, measuring their resources and educating them while offering potential strategies and continuously monitoring their progress.”
Andy is a CERTIFIED FINANCIAL PLANNER™ (CFP®) with 33 years of experience. He has a Bachelor of Science in Finance and marketing from Rowan University.
INDUSTRY RECOGNITION
Barron’s Top 100 Independent Advisors: 2020 & 2021
Barron’s Top 1200 Financial Advisors: 2018-2022
Forbes Top 250 Wealth Advisors: 2018 & 2020
Forbes Best-in-State Wealth Advisors, NJ: 2018-2022
Financial Times Top 400 Financial Advisors: 2018-2020
NJ Biz 2019 Executive of the Year
PROFESSIONAL SPECIALIZATIONS:
Financial Life Planning
Estate Planning Techniques
Tax Minimization Strategies
Insurance Planning
Retirement Income Distribution Planning
Multi-generational Wealth Strategies
Philanthropic Gifting
Corporate Benefit, Institutional, and Endowment Plans
Question & Answer
What are your service offerings?
Insurance
Trading individual securities
Trust & estate planning
Financial planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Andrew Mark Schwartz | Andrew Schwartz | Andy M Schwartz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 12/18/2014 - BSCF Charitable Foundation - Not Investment Related - Fairfield, NJ - Non-Profit Board Member - Start Date 2/18/2014 (2) 12/18/2014: SCHWARTZ CAMP - INV REL - 100 PASSAIC AVENUE, FAIRFIELD, NJ 07004 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 01/2011 (3) 12/18/2014: NO BUSINESS NAME - INV REL - 100 PASSAIC AVENUE, FAIRFIELD NJ 07004 - NON-VARIABLE INSURANCE - 20% OF TIME SPENT - LIFE, DISABILITY, LTC, HEALTH (4) 6/28/2017: Minnesota Life, American National, Nationwide, New York Life, Mass Mutual - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start 06/28/2017 - 5 Hours Per Month During Securities Trading - Fixed insurance. (5) 07/05/2022 - Bleakley Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR-Advisor - Start Date - 06/28/2022 - 160 Hours Per Month/ 120 Hours During Securities Trading - I provide investment advisory services through Bleakley Financial Group, LLC, an independent investment advisor firm. I started this business activity in 6/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (6) 06/02/2023 - Epic Success - Not Investment Related - Various Location(s) - Other - Motivational Speaking - Start Date 09/01/2022 - 10 Hours Per Month/ 0 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Andy Mark Schwartz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Education
1980 - 1984
Experience
Current
June 28, 2022 - Present
ONEPOINT BFG WEALTH PARTNERS
Office #1: 300 Kimball Drive Suite 310, Parsippany, NJ 07054RIA
CRD#: 318366
PARSIPPANY, NJ
Past
February 25, 2015 - May 2, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
FAIRFIELD, NJ
Past
December 19, 2014 - July 20, 2022
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
FAIRFIELD, NJ
Past
July 17, 2007 - February 27, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
FAIRFIELD, NJ
Past
January 27, 2003 - April 30, 2007
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY
RIA
CRD#: 109729
MILWAUKEE, WI
Past
September 16, 1985 - February 27, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
FAIRFIELD, NJ
Past
July 23, 1985 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OB
ONEPOINT BFG WEALTH PARTNERS
AMWELL RIDGE WEALTH MANAGEMENT | SPAHN FINANCIAL | RETIREBETTER LI | POISE WEALTH | ONEPOINT BFG WEALTH PARTNERS | ONEPOINT BFG EAST BAY | ONEPOINT BFG | MILLER FINANCIAL SERVICES | BLEAKLEY FINANCIAL LEHIGH VALLEY | BLEAKLEY FINANCIAL GROUP, LLC | BLEAKLEY ADVISORY GROUP
CRD#: 318366 / SEC#: 801-123232
RIA
Registered Investment Advisory firm - (2/14/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/19/2022)
IAR
New Jersey(6/29/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OB
ONEPOINT BFG WEALTH PARTNERS
AMWELL RIDGE WEALTH MANAGEMENT | SPAHN FINANCIAL | RETIREBETTER LI | POISE WEALTH | ONEPOINT BFG WEALTH PARTNERS | ONEPOINT BFG EAST BAY | ONEPOINT BFG | MILLER FINANCIAL SERVICES | BLEAKLEY FINANCIAL LEHIGH VALLEY | BLEAKLEY FINANCIAL GROUP, LLC | BLEAKLEY ADVISORY GROUP
CRD#: 318366 / SEC#: 801-123232
RIA
Registered Investment Advisory firm - (2/14/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Kimball Drive Suite 310, Parsippany, NJ 07054
Mailing Address
Phone number
(973) 575-4180
Established
Firm type
Fiscal year end
# of Employees
176
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 30,268 |
| AUM (Assets Under Management) | $ 12,128,656,187 |
Red Flags
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Company Information
ONEPOINT BFG WEALTH PARTNERS
Principal & Wealth Management AdvisorCRD#: 318366Parsippany, NJ 07054TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
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