Andrew B. Mcgivney

PFS INVESTMENTS

Orland Park, IL 60462

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CRD#: 1317971

Professional summary

Andrew B Mcgivney JR, who also goes by Andrew Bernard Mcgivney III, Andrew Bernard Mcgivney Jr, Andy B Mcgivney, Andy Mcgivney, Andrew B Mcgivney, is a registered financial professional currently at PFS INVESTMENTS INC. located in Orland Park, Illinois.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 1985. Andrew has worked at 16 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 24 exams.

Question & Answer

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Aliases

Andrew Bernard Mcgivney Iii | Andrew Bernard Mcgivney Jr | Andy B Mcgivney | Andy Mcgivney | Andrew B Mcgivney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew B Mcgivney JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2019 - Present

PFS INVESTMENTS INC.

Office #1: 15020 S Ravinia Ave Ste 25, Orland Park, IL 60462

RIA

CRD#: 10111

Orland Park, IL

Past

February 5, 2011 - September 4, 2019

PFS INVESTMENTS INC.

CRD#: 10111

ARLINGTON HEIGHTS, IL

Past

November 17, 2009 - May 5, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

ORLAND PARK, IL

Past

March 16, 2005 - November 18, 2009

PFS INVESTMENTS INC.

CRD#: 10111

BURR RIDGE, IL

Past

September 12, 2003 - March 25, 2004

TCF INVESTMENTS, INC.

CRD#: 34954

MINNEAPOLIS, MN

Past

May 15, 2002 - October 10, 2002

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

CRD#: 2864

BRYAN, OH

Past

July 16, 2001 - December 10, 2001

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

September 22, 1999 - October 2, 2000

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

CRD#: 2864

BRYAN, OH

Past

July 14, 1998 - July 20, 1998

INVESTMENT NETWORK, INC.

CRD#: 7685

FRANKLIN PARK, IL

Past

February 17, 1998 - July 1, 1998

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

April 4, 1997 - July 25, 1997

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

November 12, 1996 - February 18, 1997

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

November 16, 1995 - September 23, 1996

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

March 20, 1995 - November 16, 1995

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

October 27, 1994 - March 15, 1995

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

September 16, 1991 - October 10, 1994

CAL FED INVESTMENTS

CRD#: 19631

SACRAMENTO, CA

Past

December 22, 1988 - September 23, 1989

GARY-WHEATON INVESTMENT SERVICES, INC.

CRD#: 17080

Past

November 30, 1988 - December 13, 1988

DRAKE & COMPANY INVESTMENT SERVICES, INC.

CRD#: 10148

Past

January 9, 1985 - September 22, 1988

JOSEPH P. MCGIVNEY AND ASSOCIATES, INC.

CRD#: 2725

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PFS INVESTMENTS INC.

CRD#: 10111 / SEC#: 801-72263, 8-26486

RIA

Registered Investment Advisory firm - SEC (5/6/2011 Approved)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(11/7/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/19/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/9/1986

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PFS INVESTMENTS INC.

CRD#: 10111 / SEC#: 801-72263, 8-26486

RIA

Registered Investment Advisory firm - SEC (5/6/2011 Approved)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1 Primerica Parkway, Duluth, GA 30099-0001

Mailing Address

1 Primerica Parkway, Duluth, GA 30099-0001

Phone number

(770) 381-1000

Established

Georgia since 07/07/1981

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

3,762

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PRIMERICA ADVISORS LIFETIME INVESTMENT PROGRAM (4/18/2025)

Direct owners and executive officers

Name	Position	CRD#
PRIMERICA FINANCE CORPORATION	DIRECT OWNER
COLEY, DASIA DEBORAH	VICE PRESIDENT AND CHIEF FINANCIAL OFFICER	6760291
JENDUSA, NICHOLAS ADAM	EXECUTIVE VICE PRESIDENT	6037365
LESUTIS, MICHAEL	SENIOR VICE PRESIDENT & CHIEF COUNSEL	4751250
MILLER, DEBORAH LYNN	EXECUTIVE VICE PRESIDENT	3036949
NEMETZ, WILLIAM JAMES	DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER	4589878
REGARD, PAUL ETIENNE	PRESIDENT, DIRECTOR AND CHIEF EXECUTIVE OFFICER	2448671
RIVET, LORI ALLISON	EXECUTIVE VICE PRESIDENT	4496273
SUKIN, KAREN LYNN	EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL	6292138
WEIGLE, BRIAN STEVEN	DIRECTOR AND EXECUTIVE VICE PRESIDENT	4131816
WELLS, MICHAEL KURT	EXECUTIVE VICE PRESIDENT & TREASURER	5999501
WOODRING, DANIEL AARON	EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	4028705

Regulatory assets under management

Total Number of Accounts	70,434
AUM (Assets Under Management)	$ 11,156,017,804

Disclosures

Regulatory Event	22
Arbitration	2
Bond	2

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/26/2024	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew B. Mcgivney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew B Mcgivney JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PFS INVESTMENTS INC.

CHASE INVESTMENT SERVICES CORP.

PFS INVESTMENTS INC.

TCF INVESTMENTS, INC.

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

INVESTMENT NETWORK, INC.

LASALLE ST SECURITIES, L.L.C.

ALLSTATE FINANCIAL SERVICES, LLC

OSAIC FS, INC.

IFMG SECURITIES, INC.

ESSEX NATIONAL SECURITIES, LLC

CAPITAL BROKERAGE CORPORATION

CAL FED INVESTMENTS

GARY-WHEATON INVESTMENT SERVICES, INC.

DRAKE & COMPANY INVESTMENT SERVICES, INC.

JOSEPH P. MCGIVNEY AND ASSOCIATES, INC.

Primary Firm SEC Registration

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/19/1987

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/15/1984

Series 24

Date: 10/9/1986

FINRA

Current Firm

PFS INVESTMENTS INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

PFS INVESTMENTS INC.

TRUST BUT VERIFY

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