Barbara S. Josephson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Sue Josephson, who also goes by Bobbie Josephson, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1984. Barbara had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2001 - January 4, 2016
BESTVEST INVESTMENTS, LTD.
January 4, 1994 - July 31, 2001
FIRST LIBERTY INVESTMENT GROUP, INC.
September 25, 1992 - December 31, 1993
FIRST OF PHILADELPHIA INVESTMENT GROUP, INC.
February 8, 1990 - September 30, 1992
HYM FINANCIAL, INC.
February 6, 1990 - February 21, 1990
PLANNED INVESTMENTS INC.
October 27, 1989 - February 21, 1990
FOCUS II SECURITIES, INC.
November 3, 1988 - November 14, 1989
CADARET, GRANT & CO., INC.
June 5, 1987 - November 17, 1988
FOCUS SECURITIES, INC.
December 4, 1985 - June 18, 1987
INTERNATIONAL MONEY MANAGEMENT GROUP, INC.
June 10, 1985 - November 25, 1985
CAPITOL SECURITIES MANAGEMENT, INC.
December 18, 1984 - June 7, 1985
INVESTORS SECURITY COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BESTVEST INVESTMENTS, LTD.
CRD#: 40302 / SEC#: , 8-49007
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OC HOLDINGS LLC | OWNER | |
| COONEY, WILLIAM GRESHAM | CHIEF COMPLIANCE OFFICER | 1333702 |
| OCONNOR, JAMES WILLIAM | PRESIDENT AND FINANCIAL PRINCIPAL |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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