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JA

Jennifer K. Aracri

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CRD#: 1317929
JA

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jennifer Kerby Aracri, who also goes by Jennifer Aracri, Jennifer Anne Kerby, was a registered financial professional .

Jennifer is a previously registered financial professional and started their career in finance in 1984. Jennifer had worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jennifer Aracri | Jennifer Anne Kerby

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 29, 2019 - December 31, 2020

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

April 7, 2017 - November 19, 2018

BLOOM SECURITIES, LLC

BD
CRD#: 284530
HALLANDALE BEACH, FL
Past

November 28, 2016 - August 3, 2017

TSC DISTRIBUTORS, LLC

BD
CRD#: 37058
BOSTON, MA
Past

June 30, 2014 - December 1, 2014

BRONSON & CO., LLC

BD
CRD#: 45025
SIMI VALLEY, CA
Past

April 4, 2013 - June 26, 2014

CONCORD WEALTH BROKERAGE, INC.

BD
CRD#: 24999
ABINGDON, VA
Past

October 2, 2012 - February 4, 2013

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
AUSTIN, TX
Past

February 15, 2012 - April 4, 2013

THE CARNEY GROUP, INCORPORATED

BD
CRD#: 16671
DELRAY BEACH, FL
Past

June 11, 2009 - February 25, 2011

CRYSTAL BAY SECURITIES INC.

BD
CRD#: 142339
DELRAY BEACH, FL
Past

June 25, 2008 - April 21, 2009

SIXPOINT PARTNERS LLC

BD
CRD#: 146067
NEW YORK, NY
Past

August 15, 2006 - December 20, 2010

DAV/WETHERLY FINANCIAL, L.P.

BD
CRD#: 119951
LOS ANGELES, CA
Past

April 21, 2004 - August 23, 2004

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

September 3, 1999 - April 19, 2004

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

October 2, 1996 - August 23, 1999

ASSET MANAGEMENT SECURITIES CORP.

BD
CRD#: 14433
BOCA RATON, FL
Past

October 6, 1995 - August 28, 1996

SEI INVESTMENTS DISTRIBUTION CO.

BD
CRD#: 10690
OAKS, PA
Past

June 1, 1993 - September 25, 1995

CAPITAL INTERNATIONAL SECURITIES GROUP, INC.

BD
CRD#: 29771
MIAMI, FL
Past

August 7, 1990 - June 28, 1995

AMERICAN TRUST SECURITIES CORPORATION

BD
CRD#: 26014
Past

January 4, 1989 - August 9, 1990

AMR SECURITIES, INC.

BD
CRD#: 23368
Past

December 10, 1985 - October 5, 1988

FSC SECURITIES CORPORATION

BD
CRD#: 7461
Past

November 21, 1984 - October 24, 1985

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 1/27/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FORESIDE FUND SERVICES, LLC

CRD#: 46106

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