James C. Morrissey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Chris Morrissey was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1985. James had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 1990 - May 4, 1990
FIRST AMERICA EQUITIES CORP.
October 24, 1989 - February 10, 1990
KOBER FINANCIAL CORP.
April 7, 1989 - October 4, 1989
MARSHALL DAVIS, INC.
January 21, 1988 - February 1, 1989
POWER SECURITIES CORPORATION
November 25, 1986 - May 12, 1987
E. F. HUTTON & COMPANY INC
June 13, 1986 - January 2, 1987
MORGAN STANLEY DW INC.
January 23, 1985 - March 25, 1985
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST AMERICA EQUITIES CORP.
CRD#: 7652 / SEC#: , 8-22973
Contact information
Documents
Red Flags
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