David Girton
Professional summary
David Girton, who also goes by David Bernard Girton Sr, David Bernard Girton, Socrates Girton, David Socrates, is a registered financial professional currently at BLAYLOCK VAN, LLC located in Johns Creek, Georgia.
David is registered as a RR (Registered Representative) and started their career in finance in 1985. David has worked at 20 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Girton's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2023 - Present
BLAYLOCK VAN, LLC
Office #1: 11340 Lakefield Drive, Suite 200, Johns Creek, GA 30097June 21, 2019 - January 14, 2022
STURDIVANT & CO. INC
August 15, 2018 - February 19, 2019
POWELL CAPITAL MARKETS, INC.
September 25, 2015 - December 31, 2016
SECURITY CAPITAL BROKERAGE, INC.
December 17, 2013 - October 2, 2015
INDIANA MERCHANT BANKING AND BROKERAGE CO., INC.
October 12, 2012 - December 18, 2013
ANDES CAPITAL GROUP, LLC
August 24, 2011 - August 21, 2012
PIPER SANDLER & CO.
May 6, 2011 - June 6, 2011
KIPLING JONES & CO., LTD.
January 7, 2011 - April 29, 2011
NORTHEAST SECURITIES, LLC
June 16, 2009 - January 10, 2011
ANDES CAPITAL GROUP, LLC
November 13, 2008 - May 28, 2009
MELVIN SECURITIES, L.L.C.
February 7, 2008 - November 20, 2008
SBK-BROOKS INVESTMENT CORP.
January 22, 2007 - January 25, 2008
ANDES CAPITAL GROUP, LLC
September 27, 2006 - January 19, 2007
CHICAGO INVESTMENT GROUP, LLC
April 26, 2000 - March 15, 2006
SBK-BROOKS INVESTMENT CORP.
February 8, 1999 - April 26, 2000
INSIGHT SECURITIES, INC.
September 3, 1998 - January 19, 1999
FIRST ALLIED SECURITIES, INC.
September 21, 1995 - September 8, 1998
SBK-BROOKS INVESTMENT CORP.
July 3, 1991 - September 8, 1995
KEYBANC CAPITAL MARKETS INC.
December 14, 1990 - July 19, 1991
QUEST CAPITAL STRATEGIES, INC.
November 29, 1989 - February 28, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 29, 1989 - February 28, 1990
EQUITABLE ADVISORS, LLC
January 28, 1986 - March 21, 1988
THOMSON MCKINNON SECURITIES INC.
January 29, 1985 - December 6, 1985
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/19/2023)
Exams
FINRA
Current Firm
BLAYLOCK VAN, LLC
CRD#: 145317 / SEC#: 801-69136, 8-67721
Contact information
FINRA licenses (36 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT VAN SECURITIES, INC | SOLE VOTING MEMBER | |
| BLAYLOCK & COMPANY, INC | NON-VOTING MEMBER | |
| CIULLA, ALEXANDER JOHN | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2635660 |
| HOUGH, JERVIS BENNETT | BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 4291302 |
| KALISPEL TRIBAL ECONOMIC AUTHORITY | NON-VOTING MEMBER | |
| SEAPORT GLOBAL SECURITIES LLC | SHAREHOLDER | 116270 |
| STANDIFER, ERIC VAN | MANAGER; CEO; GSP; MSP | 1025776 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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