EC
Elliott S. Collins
ALJEN ASSET MANAGEMENT LLC
CEDAR KNOLLS, NJ 07927
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CRD#: 1317745
EC
Professional summary
Elliott Stephen Collins, CFP® is a registered financial advisor currently at ALJEN ASSET MANAGEMENT LLC located in Cedar Knolls, New Jersey.
Elliott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Elliott has worked at 8 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ALJEN ASSET MANAGEMENT, LLC., AN RIA AND TPA FIRM OF WHICH I AM PRINCIPAL SINCE 10/2003. I AM A PENSION CONSULTANT AT 210 MALAPARDIS ROAD,STE 201, CEDAR KNOLLS NJ 07927. I DIVIDE MY TIME BETWEEN THE TWO FUNCTIONS, MORE OR LESS AS FILINGS COME DUE. THIS MAY OCCUR DURING TRADING HOURS., DEPENDING ON SCHEDULING. 2) INDEPENDENT INSURANCE AGENT; NOT INVESTMENT RELATED; START DATE: 5/2003
CRS (Client Relationship Summary) - RIA
Click below to view Elliott Stephen Collins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
January 20, 2004 - Present
ALJEN ASSET MANAGEMENT LLC
Office #1: 210 Malapardis Road Suite 201, Cedar Knolls, NJ 07927RIA
CRD#: 128962
CEDAR KNOLLS, NJ
Past
April 14, 2003 - September 30, 2021
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Cedar Knolls, NJ
Past
January 26, 1998 - April 15, 2003
THE CONCORD EQUITY GROUP, LLC
BD
CRD#: 14569
ISELIN, NJ
Past
October 23, 1991 - December 31, 1997
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
December 5, 1989 - October 23, 1991
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
July 5, 1988 - November 30, 1989
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
February 5, 1985 - June 24, 1988
MOORE & SCHLEY, CAMERON & CO.
BD
CRD#: 6917
Past
November 23, 1984 - January 7, 1985
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ALJEN ASSET MANAGEMENT LLC
ALJEN ASSET MANAGEMENT LLC | WESCLIFFE ASSET MANAGEMENT INC
CRD#: 128962 / SEC#: 801-130868
RIA
Registered Investment Advisory firm - (8/7/2024 Approved)California
Registered Investment Advisory firm - (1/12/2025 Terminated)Colorado
Registered Investment Advisory firm - (4/28/2016 Terminated)Florida
Registered Investment Advisory firm - (12/13/2024 Terminated)Georgia
Registered Investment Advisory firm - (12/18/2024 Terminated)New Jersey
Registered Investment Advisory firm - (12/17/2024 Terminated)New York
Registered Investment Advisory firm - (12/13/2024 Terminated)North Carolina
Registered Investment Advisory firm - (12/17/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/18/2024 Terminated)Texas
Registered Investment Advisory firm - (12/13/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(1/20/2004)
IAR
Texas(8/30/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
AA
ALJEN ASSET MANAGEMENT LLC
ALJEN ASSET MANAGEMENT LLC | WESCLIFFE ASSET MANAGEMENT INC
CRD#: 128962 / SEC#: 801-130868
RIA
Registered Investment Advisory firm - (8/7/2024 Approved)California
Registered Investment Advisory firm - (1/12/2025 Terminated)Colorado
Registered Investment Advisory firm - (4/28/2016 Terminated)Florida
Registered Investment Advisory firm - (12/13/2024 Terminated)Georgia
Registered Investment Advisory firm - (12/18/2024 Terminated)New Jersey
Registered Investment Advisory firm - (12/17/2024 Terminated)New York
Registered Investment Advisory firm - (12/13/2024 Terminated)North Carolina
Registered Investment Advisory firm - (12/17/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/18/2024 Terminated)Texas
Registered Investment Advisory firm - (12/13/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
210 Malapardis Road Suite 201, Cedar Knolls, NJ 07927
Mailing Address
Phone number
(973) 316-1212
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 994 |
| AUM (Assets Under Management) | $ 205,387,895 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
