Paul Agliata

LIFEMARK SECURITIES

Myrtle Beach, SC

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CRD#: 1317693

Professional summary

Paul Agliata JR, who also goes by Paul Agliata Jr., Paul Agliata, is a registered financial professional currently at LIFEMARK SECURITIES CORP. located in Myrtle Beach, South Carolina.

Paul is registered as a RR (Registered Representative) and started their career in finance in 1984. Paul has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Paul Agliata Jr. | Paul Agliata

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Agliata JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2015 - Present

LIFEMARK SECURITIES CORP.

RIA

CRD#: 16204

Myrtle Beach, SC

Past

February 19, 2014 - October 19, 2015

WORLD INVESTMENTS, LLC

CRD#: 20626

LINCROFT, NJ

Past

April 19, 2013 - February 19, 2014

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

January 12, 2010 - July 29, 2011

WALL STREET FINANCIAL GROUP, INC.

RIA

CRD#: 35830

DENVILLE, NJ

Past

January 5, 2010 - September 28, 2012

WALL STREET FINANCIAL GROUP, INC.

CRD#: 35830

DENVILLE, NJ

Past

January 4, 2006 - December 31, 2009

WORLD INVESTMENTS, LLC

RIA

CRD#: 20626

DENVILLE, NJ

Past

January 4, 2006 - December 31, 2009

WORLD INVESTMENTS, LLC

CRD#: 20626

DENVILLE, NJ

Past

May 5, 2004 - December 19, 2008

LIFEPLAN FINANCIAL SERVICES

RIA

CRD#: 129168

DENVILLE, NJ

Past

April 12, 1988 - December 31, 2005

WORLD INVESTMENTS, LLC

CRD#: 20626

LINCROFT, NJ

Past

April 8, 1985 - April 12, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

December 18, 1984 - March 26, 1985

KEENAN & CLAREY, INC.

CRD#: 482

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIFEMARK SECURITIES CORP.

LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.

CRD#: 16204 / SEC#: 801-68438, 8-33478

RIA

Registered Investment Advisory firm - SEC (10/17/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/23/2021)

Maryland
(1/11/2016)

New Jersey
(2/25/2020)

New York
(11/14/2024)

North Carolina
(11/6/2023)

Oregon
(2/5/2016)

South Carolina
(10/16/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/1984

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LIFEMARK SECURITIES CORP.

LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.

CRD#: 16204 / SEC#: 801-68438, 8-33478

RIA

Registered Investment Advisory firm - SEC (10/17/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

400 West Metro Park, Rochester, NY 14623

Mailing Address

400 West Metro Park, Rochester, NY 14623

Phone number

(585) 424-5672

Established

New York since 04/04/1983

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

SEC notice filing (46 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE 2A (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
KALINOWSKI, ANDREW JOSEPH	VP / BOARD MEMBER/SECRETARY	263409
MICCICHE, VINCENT JR	TREASURER/ FINOP/PFO/POO	702149
PRISCO, JAMES JOSEPH	CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER	2653402
PRISCO, JAMES JOSEPH	PRESIDENT / BOARD MEMBER	2653402
GEORGIEV, ALEXANDRE JR.	CCO OF THE RIA / DIRECTOR OF OPERATIONS	5307830

Regulatory assets under management

Total Number of Accounts	2,021
AUM (Assets Under Management)	$ 461,475,636

Disclosures

Regulatory Event	2
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul Agliata

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Agliata JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD INVESTMENTS, LLC

QUEST CAPITAL STRATEGIES, INC.

WALL STREET FINANCIAL GROUP, INC.

WALL STREET FINANCIAL GROUP, INC.

WORLD INVESTMENTS, LLC

WORLD INVESTMENTS, LLC

LIFEPLAN FINANCIAL SERVICES

WORLD INVESTMENTS, LLC

INTEGRATED RESOURCES EQUITY CORPORATION

KEENAN & CLAREY, INC.

Primary Firm SEC Registration

LIFEMARK SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/22/1999

SIE

Date: 10/1/2018

Series 7

Date: 12/15/1984

FINRA

Current Firm

LIFEMARK SECURITIES CORP.

Contact information

SEC notice filing (46 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

LIFEMARK SECURITIES CORP.

TRUST BUT VERIFY

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