George D. Ingram
Professional summary
George Douglas Ingram III, who also goes by Doug Ingram, George Doug Ingram III, George Douglas Ingram, III, is a registered financial professional currently at COMMERCE STREET CAPITAL, LLC located in Dallas, Texas.
George is registered as a RR (Registered Representative) and started their career in finance in 1985. George has worked at 15 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George Douglas Ingram III's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2018 - Present
COMMERCE STREET CAPITAL, LLC
Office #1: 1445 Ross Ave. Suite 2700, Dallas, TX 75202February 1, 2017 - August 15, 2018
COMMERCE STREET INVESTMENT MANAGEMENT
January 27, 2017 - December 18, 2017
SUMMIT BROKERAGE SERVICES, INC.
March 9, 2015 - February 2, 2017
COMMERCE STREET CAPITAL, LLC
March 3, 2015 - December 31, 2015
COMMERCE STREET INVESTMENT MANAGEMENT
March 8, 2012 - May 9, 2012
CRT CAPITAL GROUP LLC
January 3, 2012 - June 28, 2013
MEMPHIS CAPITAL MANAGEMENT, LLC
June 21, 2011 - March 28, 2012
PIERPONT CAPITAL ADVISORS LLC
March 8, 2011 - June 7, 2011
COMMERCE STREET INVESTMENT MANAGEMENT
October 18, 2010 - June 7, 2011
COMMERCE STREET CAPITAL, LLC
January 13, 2009 - July 21, 2010
STERNE, AGEE & LEACH, INC.
October 17, 2005 - September 5, 2008
SAMCO CAPITAL MARKETS, INC.
February 3, 2003 - May 19, 2006
PENSON FINANCIAL SERVICES, INC.
August 3, 2001 - February 3, 2003
SERVICE ASSET MANAGEMENT COMPANY
January 12, 2000 - July 31, 2001
NBC CAPITAL MARKETS GROUP, INC.
July 6, 1995 - January 3, 2000
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
June 7, 1993 - March 29, 1994
MERIDIAN SECURITIES, INC.
March 10, 1990 - September 3, 1992
APS FINANCIAL CORPORATION
August 20, 1985 - August 30, 1988
UMIC, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2018)
Exams
FINRA
Current Firm
COMMERCE STREET CAPITAL, LLC
CRD#: 143797 / SEC#: , 8-67606
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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Company Information
COMMERCE STREET CAPITAL, LLC
CRD#: 143797Dallas, TX 75202TRUST BUT VERIFY
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