William B. Haburn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Bert Haburn was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1984. William had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2014 - December 31, 2017
HABURN, WILLIAM B
December 17, 2010 - December 31, 2012
HABURN, WILLIAM B
May 13, 1996 - December 31, 1996
SUNAMERICA SECURITIES, INC.
January 1, 1996 - May 14, 1996
FSC SECURITIES CORPORATION
December 1, 1994 - January 1, 1996
ANDOVER SECURITIES, INC.
June 18, 1989 - November 30, 1994
SUNAMERICA SECURITIES, INC.
February 8, 1988 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
December 24, 1987 - March 1, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
July 12, 1985 - December 24, 1987
FINANCIAL PLANNERS EQUITY CORPORATION
November 21, 1984 - June 25, 1985
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HABURN, WILLIAM B
CRD#: 170342 / SEC#:
Contact information
Red Flags
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