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Brian D. Murphy

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CRD#: 1317053
BM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian David Murphy MR., who also goes by Brian D Murphy, Brian David Murphy, was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 1992. Brian had worked at 11 firms and has passed the Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brian D Murphy | Brian David Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 12, 2007 - August 11, 2008

SCREAMING EAGLE TRADING, INC.

BD
CRD#: 126125
BOSTON, MA
Past

January 3, 2006 - January 25, 2007

PULSE TRADING, INC.

BD
CRD#: 104022
BOSTON, MA
Past

February 7, 2002 - January 3, 2006

FULCRUM GLOBAL PARTNERS LLC

BD
CRD#: 104455
NEW YORK, NY
Past

May 4, 2001 - February 6, 2002

MOORS & CABOT, INC.

BD
CRD#: 594
BOSTON, MA
Past

July 17, 2000 - March 14, 2001

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY
Past

February 12, 1999 - February 1, 2000

BREAN MURRAY & CO., INC.

BD
CRD#: 7541
NEW YORK, NY
Past

September 13, 1996 - December 16, 1998

KAUFMAN BROS., L.P.

BD
CRD#: 37909
NEW YORK, NY
Past

November 9, 1995 - September 3, 1996

GLEACHER & COMPANY SECURITIES, INC.

BD
CRD#: 298
NEW YORK, NY
Past

June 2, 1994 - May 15, 1995

NATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 13041
BOSTON, MA
Past

April 5, 1993 - March 17, 1994

LOUIS NICOUD & ASSOCIATES

BD
CRD#: 25959
Past

August 6, 1992 - December 4, 1992

DEUTSCHE IXE, LLC

BD
CRD#: 7172
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/30/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/13/1992
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/31/1984
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SE
SCREAMING EAGLE TRADING, INC.
SCREAMING EAGLE TRADING, INC.

CRD#: 126125 / SEC#: , 8-65855

BD
Terminated by SEC on 03/30/2009
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 01/17/2003
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
RESTREPO, EDWINPRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER
WHITE, KARYN MARIEFINOP, CFO

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCREAMING EAGLE TRADING, INC.

CRD#: 126125

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